VMware Horizon Load Balancing – NetScaler 12 / Citrix ADC 12.1

Last Modified: Dec 21, 2018 @ 10:00 am

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Use this procedure to load balance VMware Unified Access Gateway (formerly known as Access Point).

Change Log

Overview

To simplify this post, this post is focused on Unified Access Gateway, which is the replacement for Horizon Security Servers.

For load balancing of other Horizon components:

  • Internal Horizon Connection Servers – This is standard load balancing on SSL_BRIDGE protocol, port 443, and Source IP persistence. See the CLI commands for a sample configuration.
    • If you enabled the Secure Gateways (PCoIP, Blast) on the Connection Servers, then load balance the Connection Servers using the same procedure as load balancing UAGs.
  • Horizon Security Servers – Detailed configuration for Horizon Security Servers have been removed from this version of the post. But the CLI commands for Security Server load balancing are preserved at the bottom of this post.

UAG appliances vs Horizon Security Servers

There are two VMware-provided remote access solutions for Horizon View:

Unified Access Gateway appliances are preferred over Horizon Security Servers for the following reasons:

  • No need to pair with internal Connection Servers, which simplifies the configuration.
  • Linux appliance instead of Windows server.
  • Authentication can be offloaded to the Unified Access Gateway. This includes: Smart Cards, RSA, and RADIUS.
  • Blast Extreme Adaptive Transport (BEAT) in Horizon 7.1 and newer only works with Unified Access Gateway 2.9 and newer. Security Server and older Access Points don’t work.
    • VMware Blog Post Deep Dive into VMware Horizon Blast Extreme Adaptive Transport – Blast Extreme Adaptive Transport is enabled by default in VMware Horizon View 7.1 and Horizon Client 4.4. If the clients are connecting from outside the demilitarized zone (DMZ), you would also need to have VMware Unified Access Gateway (not Security Server) to take full advantage of the new transport. The adaptive transport will automatically sense the network for UDP availability and will fallback to legacy Blast TCP if UDP is not available.

Here is a typical Unified Access Gateway architecture:

  • Two Internal Connection Servers – these need to be load balanced on an internal VIP on TCP 443. Internal users connect to the internal VIP.
    • Instructions for load balancing the internal Connection Servers are not detailed in this post. Instead, see the CLI Commands.
  • Two DMZ Unified Access Gateway (Access Point) appliances – these need to be load balanced on a DMZ VIP on several ports. External users connect to the DMZ VIP.
    • Unified Access Gateway appliances connect to the internal Load Balancing VIP for the internal Connection Servers using HTTPS protocol
    • Unified Access Gateway appliances connect directly to Horizon Agents using Blast or PCoIP protocol.

During UAG configuration, you specify the address of the internal Connection Servers. The address you enter should be a DNS name that resolves to an internal load balancing VIP for the Connection Servers.

If you have split DNS, you can use the same DNS name for both external UAG access, and for internal Connection Server load balancing. Externally, configure the DNS name to resolve to the UAG Load Balancing VIP. Internally, configure the DNS name to resolve to the internal VIP that load balances the Connection Servers.

For Cloud Pod Architecture, configure separate VIPs in each datacenter. Then configure Citrix ADC GSLB to resolve a single DNS name to multiple VIPs.

Protocols/Ports

Horizon 7 introduces a new Blast Extreme protocol. VMware Technical White Paper Blast Extreme Display Protocol in Horizon 7.

For VMware Unified Access Gateway (UAG), Blast Extreme only needs TCP 443, and UDP 443. If you use VMware Unified Access Gateway with Blast Extreme exclusively, then the number of ports to UAG is minimal, and load balancing configuration is simplified. Here are typical load balancing port requirements for Unified Access Gateway with Blast Extreme only:

  • TCP 443
  • UDP 443

Note: UDP is disabled by default, but it can be enabled using a Blast GPO setting.

To support Blast Extreme, PCoIP, and HTML Blast connectivity, the following ports must be load balanced to the UAGs:

  • TCP 443
  • UDP 443
  • TCP 4172
  • UDP 4172
  • TCP 8443
  • UDP 8443

The initial connection to UAG is always TCP 443 (HTTPS). If a user is load balanced on port 443 to a particular UAG, then the connection on UDP 4172 must go the same UAG. Normally load balancing persistence only applies to a single port number, so whatever UAG was selected for port 443, won’t be considered for the 4172 connection. But in NetScaler, you can configure a Persistency Group to use a single persistency across multiple load balancing Virtual Servers with different port numbers. In F5, you configure Match Across Services, as detailed by Aresh Sarkari at Persistence Profile – F5 LTM Load Balancing for VMware Unified Access Gateway Appliance.

Also see Load Balancing across VMware Unified Access Gateway Appliances by Mark Benson at VMware Communities.

This topic primarily focuses on NetScaler GUI configuration. Alternatively, you can skip directly to the CLI commands.

Load Balancing Monitors

Users connect to Unified Access Gateway appliances on multiple ports: TCP 443, UDP 443, TCP 8443, UDP 8443, TCP 4172, and UDP 4172. Create Load Balancing Monitors for each port number. Since UDP can’t be easily monitored, use TCP monitors as substitutes for UDP. That means you only need three monitors:

  • TCP 443 – HTTPS
    • TCP 443 HTTPS for UAG Quiesce mode (Optional)
  • TCP 4172
  • TCP 8443

The procedure for configuring monitors changed in NetScaler 12.0 build 56 and newer.

SSL (443) Monitor for Connection Server Health

  1. On the left, expand Traffic Management, expand Load Balancing, and click Monitors.
  2. On the right, click Add.
  3. Name it Horizon-SSL or similar.
  4. In the Type field, click where it says Click to select.
  5. In the Monitor Types list, click the circle next to HTTP-ECV.
  6. Scroll up and click the blue Select button.
  7. In the Send String box, enter GET /broker/xml
    • This request is sent through the UAG to the Connection Servers.
  8. In the Receive String box, enter clientlaunch-default
    • This response comes from the Connection Servers through the UAG.
  9. Check the box next to Secure.
  10. Scroll down and click Advanced Parameters to expand it.
  11. In the Advanced Parameters section, in the Destination Port field, enter 443.
  12. Scroll down, and click Create.

SSL (443) Monitor for UAG Quiesce Mode

UAG has a Quiesce mode, which tells the load balancer to stop sending it connections. You can enable Quiesce mode in the UAG’s System Configuration menu.

To detect quiesce mode, create another TCP 443 monitor.

  1. On the left, expand Traffic Management, expand Load Balancing, and click Monitors.
  2. On the right, click Add.
  3. Name it Horizon-UAG-Quiesce or similar.
  4. For the Type field, click where it says Click to select and select HTTP from the Monitor Types list.
  5. In the HTTP Request field, enter GET /favicon.ico
  6. Check the box next to Secure.
  7. Scroll down to Advanced Parameters, click Advanced Parameters to expand it, and then enter 443 in the Destination Port field. This forces the monitor to connect to port 443 even if the monitor is bound to a service group that is configured for a different port number.
  8. Scroll down, and click Create.

PCoIP (4172) Monitor

  1. On the left, expand Traffic Management, expand Load Balancing, and click Monitors.
  2. On the right, click Add.
  3. Name it Horizon-PCoIP or similar.
  4. For the Type field, click where it says Click to select and select TCP from the Monitor Types list.
  5. Scroll down to Advanced Parameters, click Advanced Parameters to expand it, and then enter 4172 in the Destination Port field. This forces the monitor to connect to port 4172 even if the monitor is bound to a service group that is configured for a different port number.
  6. Scroll down, and click Create.

Blast (8443) Monitor

  1. On the left, expand Traffic Management, expand Load Balancing, and click Monitors.
  2. On the right, click Add.
  3. Name it Horizon-Blast or similar.
  4. For the Type field, click where it says Click to select and select TCP from the Monitor Types list.
  5. Scroll down to Advanced Parameters, click Advanced Parameters to expand it, and then enter 8443 in the Destination Port field. This forces the monitor to connect to port 8443 even if the monitor is bound to a service group that is configured for a different port number.
  6. Scroll down, and click Create.

UAG DDoS

Citrix ADC Monitors might trigger UAG’s DDoS protection. To stop this: (source = UAG breaks after a few days. They break 100% of the time. at VMware Discussions)

  1. Point your browser to the UAG appliance’s admin interface using https, port 9443 and path /admin.
  2. Login to the admin interface.
  3. On the right, under Configure Manually, click Select.
  4. In the Advanced Settings section, click the gear icon for System Configuration.
  5. Scroll down.
  6. Change Request Timeout to 0.
  7. Change Body Receive Timeout to 0.
  8. Click Save.

Load Balancing Servers

Create Load Balancing Server Objects for the DMZ Unified Access Gateway appliances.

  1. On the left, expand Traffic Management, expand Load Balancing, and click Servers.
  2. On the right, click Add.
  3. Enter a descriptive server name, usually it matches the actual appliance name.
  4. Enter the IP address of a Unified Access Gateway appliance.
  5. Enter comments to describe the server. Click Create.
  6. Continue adding Unified Access Gateway appliances.

Load Balancing Service Groups

Overview

Since there are six protocol/ports to UAG, there will be six service groups – one for each protocol/port:

  • TCP 443 – SSL_BRIDGE
  • UDP 443
  • UDP 4172
  • TCP 4172
  • TCP 8443 – SSL_BRIDGE
  • UDP 8443

Users will initially connect to TCP port 443, and then must be redirected to one of the other ports on the same UAG appliance that was initially used for the TCP 443 connection. If TCP 443 is up, but UDP 4172 is down on the same appliance, then you probably TCP 443 to go down too. To facilitate this, bind all three port number monitors to the TCP 443 service. If any of the bound monitors goes down, then TCP 443 is also taken down.

  • Only the TCP 443 service group needs to monitor all port numbers.
  • Other port number service groups only need to monitor that specific port number. For example, the TCP 8443 Service Group should monitor port TCP 8443.
  • Since UDP is difficult to monitor, the UDP Service Groups will monitor the equivalent TCP port. For example, the UDP 4172 Service Group will monitor TCP 4172. This isn’t the best option, but it’s better than ping.

TCP 443 Load Balancing Service Group

  1. On the left, expand Traffic Management, expand Load Balancing, and click Service Groups.
  2. On the right, click Add.
  3. Give the Service Group a descriptive name (e.g. svcgrp-Horizon-SSL).
  4. Change the Protocol to SSL_BRIDGE.
  5. Click OK to close the Basic Settings section.
  6. On the left, in the Service Group Members section, click where it says No Service Group Member.

    1. Change the selection to Server Based.
    2. In the Select Server field, click where it says Click to select.
    3. Select the Unified Access Gateway appliances you created earlier, and then at the top of the page click the blue Select button.
    4. In the Port field, enter 443, and click Create.
  7. Click OK to close the Service Group Members section.
  8. On the right, in the Advanced Settings column, click Monitors to move it to the left.
  9. On the left, at the bottom of the page, in the Monitors section, click where it says No Service Group to Monitor Binding.

    1. In the Select Monitor field, click where it says Click to select.
    2. Click the circle next to the Horizon-SSL monitor, and then at the top of the page click the blue Select button.
    3. Click Bind.
  10. This Service Group should monitor all port numbers so that if any of the port numbers are down then the entire server should no longer receive connections. To bind more monitors, on the left, click where it says 1 Service Group to Monitor Binding.

    1. Click Add Binding.
    2. In the Select Monitor field, click where it says Click to select.
    3. Click the circle next to the Horizon-PCoIP monitor, and then at the top of the page click the blue Select button.
    4. Then click Bind.
    5. Repeat these steps to bind the Horizon-Blast monitor. Unfortunately you can only bind one monitor at a time.
    6. Repeat these steps to bind the Horizon-UAG-Quiesce monitor.
      • If any of these monitors goes down, then the UAG is taken offline.
    7. Click Close.
  11. To verify the monitors, on the left, higher up the page in the Service Group Members section, click the line that says # Service Group Members.

    1. Right-click one of the members, and click Monitor Details.
    2. The Last Response should indicate Success. If you bound multiple monitors to the Service, then the member will only be UP if all monitors succeed.

      • If Quiesce mode is enabled on the UAG, then the Quiesce monitor should show a failure 503 received. When this monitor goes DOWN, Citrix ADC will stop sending connects to that appliance.
    3. Click Close when done.
  12. Then click Done to finish creating the Service Group.

Other Ports Load Balancing Service Groups

Here are general instructions for the other Horizon UAG load balancing service groups.

  1. On the left, go to Traffic Management > Load Balancing > Service Groups.
  2. On the right, click Add.
  3. Name it svcgrp-Horizon-UDP443 or similar.
  4. Change the Protocol to UDP. Click OK to close the Basic Settings section.
  5. On the left, click where it says No Service Group Member.

    1. Change the selection to Server Based, and then click Click to select.
    2. Select your multiple Unified Access Gateway appliances, and then at the top of the page click the blue Select button.
    3. Enter 443 as the Port. Click Create.
  6. Click OK to close the Service Group Members section.
  7. On the right, in the Advanced Settings column, click Monitors to move it to the left.

    1. On the left, in the Monitors section, click where it says No Service Group to Monitor Binding.
    2. For the Select Monitor field, click where it says Click to select.
    3. Select the Horizon-SSL monitor, click Select, and then click Bind. Since we don’t have a UDP monitor, we’re binding the TCP monitor instead.
  8. Click Done to finish creating the Service Group for UDP 443.
  9. Add another Service Group for PCoIP on TCP 4172.
    1. Name = svcgrp-Horizon-PCoIPTCP or similar.
    2. Protocol = TCP
    3. Members = multiple Unified Access Gateway appliances.
    4. Port = 4172.
    5. Monitors = Horizon-PCoIP. You can add the other monitors if desired.
  10. Add another Service Group for PCoIP on UDP 4172.
    1. Name = svcgrp-Horizon-PCoIPUDP or similar.
    2. Protocol = UDP
    3. Members = multiple Unified Access Gateway appliances
    4. Port = 4172.
    5. Monitors = Horizon-PCoIP. You can add the other monitors if desired.
  11. Add another Service Group for SSL_BRIDGE 8443.
    1. Name = svcgrp-Horizon-TCP8443 or similar.
    2. Protocol = SSL_BRIDGE
    3. Members = multiple Unified Access Gateway appliances
    4. Port = 8443.
    5. Monitors = Horizon-Blast. You can add the other monitors if desired.
  12. Add another Service Group for UDP 8443 (Blast Extreme in Horizon 7).
    1. Name = svcgrp-Horizon-UDP8443 or similar.
    2. Protocol = UDP
    3. Members = multiple Unified Access Gateway appliances
    4. Port = 8443.
    5. Monitors = Horizon-Blast. You can add the other monitors if desired.
  13. The six service groups should look something like this:

Load Balancing Virtual Servers

Unified Access Gateway appliances listen on multiple ports so you will need separate load balancers for each port number. Here is a summary of their Virtual Servers, all listening on the same Virtual IP address:

  • Virtual Server on SSL_BRIDGE 443 – bind the SSL_BRIDGE 443 service group.
  • Virtual Server on UDP 443 (Horizon 7) – bind the UDP 443 service group.
  • Virtual Server on UDP 4172 – bind the PCoIP UDP service group.
  • Virtual Server on TCP 4172 – bind the PCoIP TCP service group.
  • Virtual Server on SSL_BRIDGE 8443 – bind the SSL_BRIDGE 8443 service group.
  • Virtual Server on UDP 8443 (Horizon 7) – bind the UDP 8443 service group.

Do the following to create the Virtual Servers:

  1. On the left, under Traffic Management > Load Balancing, click Virtual Servers.
  2. On the right, click Add.
  3. In the Basic Settings section:
    1. Name it lbvip-Horizon-SSL or similar.
    2. Change the Protocol to SSL_BRIDGE.
    3. Specify a new VIP. This one VIP will be used for all of the Virtual Servers.
    4. Enter 443 as the Port.
  4. Click OK to close the Basic Settings section.
  5. On the left, in the Services and Service Groups section, click where it says No Load Balancing Virtual Server ServiceGroup Binding.

    1. Click where it says Click to select.
    2. Click the circle next to the Horizon-SSL Service Group, and then at the top of the page click the blue Select button.
    3. Click Bind.
  6. Click Continue to close the Services and Service Groups section.
  7. Then click Done to finish creating the Load Balancing Virtual Server. Persistence will be configured later.
  8. Create another Load Balancing Virtual Server for UDP 443. You can right-click the existing Load Balancing Virtual Server and click Add to copy some settings.

    1. Name = lbvip-Horizon-UDP443
    2. Same VIP as the TCP 443 Load Balancer.
    3. Protocol = UDP, Port = 443
    4. Service Group Binding = the UDP 443 Service Group

  9. Create another Load Balancing Virtual Server for PCoIP UDP 4172:
    1. Name = lbvip-Horizon-PCoIPUDP
    2. Same VIP as the 443 Load Balancer.
    3. Protocol = UDP, Port = 4172
    4. Service Group Binding = the PCoIP UDP Service Group.

  10. Create another Load Balancing Virtual Server for PCoIP TCP 4172:
    1. Name = lbvip-Horizon-PCoIPTCP
    2. Same VIP as the 443 Load Balancer.
    3. Protocol = TCP, Port = 4172
    4. Service Group Binding = the PCoIP TCP Service Group

  11. Create another Load Balancing Virtual Server for SSL_BRIDGE 8443:
    1. Name = lbvip-Horizon-8443SSL
    2. Same VIP as the 443 Load Balancer.
    3. Protocol = SSL_BRIDGE, Port = 8443
    4. Service Group Binding = the TCP 8443 SSL_BRIDGE Service Group

  12. Create another Load Balancing Virtual Server for UDP 8443:
    1. Name = lbvip-Horizon-8443UDP
    2. Same VIP as the 443 Load Balancer.
    3. Protocol = UDP, Port = 8443
    4. Service Group Binding = the UDP 8443 Service Group

  13. This gives you six Load Balancing Virtual Servers on the same VIP, but different protocols and port numbers.

Persistency Group

Users will first connect to SSL_BRIDGE 443 and be load balanced. Subsequent connections to the other port numbers must go to the same load balanced appliance. Create a Persistency Group to facilitate this.

  1. On the left, under Traffic Management, expand Load Balancing, and click Persistency Groups.
  2. On the right, click Add.
  3. Give the Persistency Group a name (e.g. Horizon).
  4. Change the Persistence drop-down to SOURCEIP.
  5. Enter a Time-out that is equal to, or greater than the timeout in Horizon View Administrator, which defaults to 10 hours (600 minutes).
  6. In the Virtual Server Name section, click Add.
  7. Move all six Horizon Load Balancing Virtual Servers to the right. Click Create.

Horizon 7 Origin Check

Origin Check might prevent you from connecting to load balanced Connection Servers and/or Unified Access Gateways. You can disable Origin Check as detailed at VMware 2144768 Accessing the Horizon View Administrator page displays a blank error window in Horizon 7.

Load Balancing CLI Commands

Internal Connection Server Load Balancing

add server VCS01 10.2.2.19
add server VCS02 10.2.2.20
add serviceGroup svcgrp-VCS-SSL SSL_BRIDGE
add lb vserver lbvip-Horizon-SSL SSL_BRIDGE 10.2.5.203 443 -persistenceType SOURCEIP -timeout 600
bind lb vserver lbvip-Horizon-SSL svcgrp-VCS-SSL
add lb monitor Horizon-SSL HTTP-ECV -send "GET /broker/xml" -recv clientlaunch-default -LRTM DISABLED -destPort 443 -secure YES
bind serviceGroup svcgrp-VCS-SSL VCS01 443
bind serviceGroup svcgrp-VCS-SSL VCS02 443
bind serviceGroup svcgrp-VCS-SSL -monitorName Horizon-SSL

Unified Access Gateway load balancing with Blast Extreme only (no PCoIP)

add server UAG01 10.2.2.187
add server UAG02 10.2.2.24
add lb monitor Horizon-SSL HTTP-ECV -send "GET /broker/xml" -recv clientlaunch-default -secure YES
add lb monitor Horizon-UAG-Quiesce HTTP -respCode 200 -httpRequest "GET /favicon.ico" -destPort 443 -secure YES
add serviceGroup svcgrp-Horizon-SSL SSL_BRIDGE
add serviceGroup svcgrp-Horizon-UDP443 UDP
bind serviceGroup svcgrp-Horizon-SSL UAG01 443
bind serviceGroup svcgrp-Horizon-SSL UAG02 443
bind serviceGroup svcgrp-Horizon-SSL -monitorName Horizon-SSL
bind serviceGroup svcgrp-Horizon-SSL -monitorName Horizon-UAG-Quiesce
bind serviceGroup svcgrp-Horizon-UDP443 UAG01 443
bind serviceGroup svcgrp-Horizon-UDP443 UAG02 443
bind serviceGroup svcgrp-Horizon-UDP443 -monitorName Horizon-SSL
add lb vserver lbvip-Horizon-SSL SSL_BRIDGE 10.2.2.204 443
add lb vserver lbvip-Horizon-UDP443 UDP 10.2.2.204 443
bind lb vserver lbvip-Horizon-SSL svcgrp-Horizon-SSL
bind lb vserver lbvip-Horizon-UDP443 svcgrp-Horizon-UDP443
bind lb group Horizon lbvip-Horizon-SSL
bind lb group Horizon lbvip-Horizon-UDP443
set lb group Horizon -persistenceType SOURCEIP -timeout 600

Unified Access Gateway load balancing with Blast and PCoIP

add server UAG01 10.2.2.187
add server UAG02 10.2.2.188
add serviceGroup svcgrp-Horizon-SSL SSL_BRIDGE
add serviceGroup svcgrp-Horizon-UDP443 UDP
add serviceGroup svcgrp-Horizon-PCoIPTCP TCP
add serviceGroup svcgrp-Horizon-PCoIPUDP UDP
add serviceGroup svcgrp-Horizon-TCP8443 SSL_BRIDGE
add serviceGroup svcgrp-Horizon-UDP8443 UDP
add lb vserver lbvip-Horizon-SSL SSL_BRIDGE 10.2.5.204 443
add lb vserver lbvip-Horizon-UDP443 UDP 10.2.5.204 443
add lb vserver lbvip-Horizon-PCoIPUDP UDP 10.2.5.204 4172
add lb vserver lbvip-Horizon-PCoIPTCP TCP 10.2.5.204 4172
add lb vserver lbvip-Horizon-8443SSL SSL_BRIDGE 10.2.5.204 8443
add lb vserver lbvip-Horizon-8443UDP UDP 10.2.5.204 8443
bind lb vserver lbvip-Horizon-SSL svcgrp-Horizon-SSL
bind lb vserver lbvip-Horizon-UDP443 svcgrp-Horizon-UDP443
bind lb vserver lbvip-Horizon-PCoIPTCP svcgrp-Horizon-PCoIPTCP
bind lb vserver lbvip-Horizon-PCoIPUDP svcgrp-Horizon-PCoIPUDP
bind lb vserver lbvip-Horizon-8443SSL svcgrp-Horizon-TCP8443
bind lb vserver lbvip-Horizon-8443UDP svcgrp-Horizon-UDP8443
add lb group Horizon -persistenceType SOURCEIP -timeout 600
bind lb group Horizon lbvip-Horizon-SSL
bind lb group Horizon lbvip-Horizon-UDP443
bind lb group Horizon lbvip-Horizon-PCoIPUDP
bind lb group Horizon lbvip-Horizon-PCoIPTCP
bind lb group Horizon lbvip-Horizon-8443SSL
bind lb group Horizon lbvip-Horizon-8443UDP
set lb group Horizon -persistenceType SOURCEIP -timeout 600
add lb monitor Horizon-SSL HTTP-ECV -send "GET /broker/xml" -recv clientlaunch-default -LRTM DISABLED -destPort 443 -secure YES
add lb monitor Horizon-Horizon-Quiesce HTTP -respCode 200 -httpRequest "GET /favicon.ico" -destPort 443 -secure YES
add lb monitor Horizon-PCoIP TCP -LRTM DISABLED -destPort 4172 -secure YES
add lb monitor Horizon-Blast TCP -LRTM DISABLED -destPort 8443 -secure YES
bind serviceGroup svcgrp-Horizon-SSL Horizon01 443
bind serviceGroup svcgrp-Horizon-SSL Horizon02 443
bind serviceGroup svcgrp-Horizon-SSL -monitorName Horizon-SSL
bind serviceGroup svcgrp-Horizon-SSL -monitorName Horizon-Horizon-Quiesce
bind serviceGroup svcgrp-Horizon-SSL -monitorName Horizon-PCoIP
bind serviceGroup svcgrp-Horizon-SSL -monitorName Horizon-Blast
bind serviceGroup svcgrp-Horizon-UDP443 Horizon01 443
bind serviceGroup svcgrp-Horizon-UDP443 Horizon02 443
bind serviceGroup svcgrp-Horizon-UDP443 -monitorName Horizon-SSL
bind serviceGroup svcgrp-Horizon-PCoIPTCP Horizon01 4172
bind serviceGroup svcgrp-Horizon-PCoIPTCP Horizon02 4172
bind serviceGroup svcgrp-Horizon-PCoIPTCP -monitorName Horizon-PCoIP
bind serviceGroup svcgrp-Horizon-PCoIPUDP Horizon01 4172
bind serviceGroup svcgrp-Horizon-PCoIPUDP Horizon02 4172
bind serviceGroup svcgrp-Horizon-PCoIPUDP -monitorName Horizon-PCoIP
bind serviceGroup svcgrp-Horizon-TCP8443 Horizon01 8443
bind serviceGroup svcgrp-Horizon-TCP8443 Horizon02 8443
bind serviceGroup svcgrp-Horizon-TCP8443 -monitorName Horizon-Blast
bind serviceGroup svcgrp-Horizon-UDP8443 Horizon01 8443
bind serviceGroup svcgrp-Horizon-UDP8443 Horizon02 8443
bind serviceGroup svcgrp-Horizon-UDP8443 -monitorName Horizon-Blast

Horizon Security Server load balancing

add server VSS01 10.2.2.187
add server VSS02 10.2.2.24
add lb monitor Horizon-PCoIP TCP -destPort 4172
add lb monitor Horizon-Blast TCP -destPort 8443
add lb monitor Horizon-SSL HTTP-ECV -send "GET /broker/xml" -recv clientlaunch-default -secure YES
add lb monitor Horizon-SSL-VCS01 HTTP-ECV -send "GET /broker/xml" -recv clientlaunch-default -destIP 10.2.2.19 -destPort 443 -secure YES
add lb monitor Horizon-SSL-VCS02 HTTP-ECV -send "GET /broker/xml" -recv clientlaunch-default -destIP 10.2.2.20 -destPort 443 -secure YES
add service svc-VSS01-SSL VSS01 SSL_BRIDGE 443
add service svc-VSS02-SSL VSS02 SSL_BRIDGE 443
bind service svc-VSS02-SSL -monitorName Horizon-SSL-VCS02
bind service svc-VSS02-SSL -monitorName Horizon-SSL
bind service svc-VSS02-SSL -monitorName Horizon-Blast
bind service svc-VSS02-SSL -monitorName Horizon-PCoIP
bind service svc-VSS01-SSL -monitorName Horizon-SSL-VCS01
bind service svc-VSS01-SSL -monitorName Horizon-Blast
bind service svc-VSS01-SSL -monitorName Horizon-PCoIP
bind service svc-VSS01-SSL -monitorName Horizon-SSL
add serviceGroup svcgrp-Horizon-UDP443 UDP
add serviceGroup svcgrp-Horizon-PCoIPTCP TCP
add serviceGroup svcgrp-Horizon-PCoIPUDP UDP
add serviceGroup svcgrp-Horizon-TCP8443 SSL_BRIDGE
add serviceGroup svcgrp-Horizon-UDP8443 UDP
bind serviceGroup svcgrp-Horizon-UDP443 VSS01 443
bind serviceGroup svcgrp-Horizon-UDP443 VSS02 443
bind serviceGroup svcgrp-Horizon-UDP443 -monitorName Horizon-SSL
bind serviceGroup svcgrp-Horizon-PCoIPTCP VSS01 4172
bind serviceGroup svcgrp-Horizon-PCoIPTCP VSS02 4172
bind serviceGroup svcgrp-Horizon-PCoIPTCP -monitorName Horizon-PCoIP
bind serviceGroup svcgrp-Horizon-PCoIPUDP VSS01 4172
bind serviceGroup svcgrp-Horizon-PCoIPUDP VSS02 4172
bind serviceGroup svcgrp-Horizon-PCoIPUDP -monitorName Horizon-PCoIP
bind serviceGroup svcgrp-Horizon-TCP8443 VSS01 8443
bind serviceGroup svcgrp-Horizon-TCP8443 VSS02 8443
bind serviceGroup svcgrp-Horizon-TCP8443 -monitorName Horizon-Blast
bind serviceGroup svcgrp-Horizon-UDP8443 VSS01 8443
bind serviceGroup svcgrp-Horizon-UDP8443 VSS02 8443
bind serviceGroup svcgrp-Horizon-UDP8443 -monitorName Horizon-Blast
add lb vserver lbvip-Horizon-SSL SSL_BRIDGE 10.2.2.204 443
add lb vserver lbvip-Horizon-UDP443 UDP 10.2.2.204 443
add lb vserver lbvip-Horizon-PCoIPUDP UDP 10.2.2.204 4172
add lb vserver lbvip-Horizon-PCoIPTCP TCP 10.2.2.204 1472
add lb vserver lbvip-Horizon-8443TCP SSL_BRIDGE 10.2.2.204 8443
add lb vserver lbvip-Horizon-8443UDP UDP 10.2.2.204 8443
bind lb vserver lbvip-Horizon-SSL svc-VSS01-SSL
bind lb vserver lbvip-Horizon-SSL svc-VSS02-SSL
bind lb vserver lbvip-Horizon-UDP443 svcgrp-Horizon-UDP443
bind lb vserver lbvip-Horizon-PCoIPTCP svcgrp-Horizon-PCoIPTCP
bind lb vserver lbvip-Horizon-PCoIPUDP svcgrp-Horizon-PCoIPUDP
bind lb vserver lbvip-Horizon-8443TCP svcgrp-Horizon-TCP8443
bind lb vserver lbvip-Horizon-8443UDP svcgrp-Horizon-UDP8443
bind lb group Horizon lbvip-Horizon-SSL
bind lb group Horizon lbvip-Horizon-UDP443
bind lb group Horizon lbvip-Horizon-PCoIPUDP
bind lb group Horizon lbvip-Horizon-PCoIPTCP
bind lb group Horizon lbvip-Horizon-8443TCP
bind lb group Horizon lbvip-Horizon-8443UDP
set lb group Horizon -persistenceType SOURCEIP -timeout 600

LDAP Authentication – NetScaler Gateway 12 / Citrix Gateway 12.1

Last Modified: Dec 21, 2018 @ 11:43 am

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LDAP Load Balancing

Before you create an LDAP authentication policy, load balance the Domain Controllers. If you don’t load balance your Domain Controllers, then when users enter an incorrect password, the user account will be prematurely locked out because it makes a failed login attempt against each Domain Controller.

If you have multiple domains, create different Load Balancing Virtual Servers for each domain. These multiple Load Balancing Virtual Servers can share the same VIP if their port numbers are different. Or you can use a different VIP for each domain.

Verify LDAPS

Use the tool ldp.exe to verify that the Domain Controllers have valid certificates installed, and the LDAP service account is able to bind to the LDAP tree.

  1. ldp.exe is included with the Remote Server Administration Tools (AD DS Snap-Ins and Command-Line Tools). On Windows Servers, install it from Server Manager > Add Roles and Features > Features > Remote Server Administration Tools > Role Administration Tools > AD DS and AD LDS Tools > AD DS Tools.
  2. Run ldp.exe.
  3. Open the Connection menu, and click Connect.
  4. In the Connect box:
    1. Enter the FQDN of a Domain Controller.
    2. Check the box next to SSL.
    3. Change the port to 636.
  5. Click OK.
  6. If it connected successfully, you can then attempt a bind. If the connection was unsuccessful, then there’s probably an issue with the certificate installed on the Domain Controller.
  7. Open the Connection menu, and click Bind.
  8. In the Bind box:
    1. Change the Bind type to Simple bind.
    2. Enter the service account credentials. You can enter DOMAIN\Username, or you can enter Username@Domain.com.
  9. Click OK.
  10. Look in the right pane to verify a successful bind. If not, fix the credentials and try again.
  11. Once you have successfully binded, you can view the directory tree by opening the View menu, and click Tree.
  12. Click the drop-down to view the directory partitions.
  13. Repeat these steps to verify each Domain Controller, and any load balanced LDAPS.

LDAP Authentication Server

You can configure StoreFrontAuth as an alternative to LDAP. StoreFrontAuth delegates authentication to StoreFront servers instead of performing authentication on Citrix ADC.

To create the LDAP Authentication Server, do the following:

  1. On the left, expand Authentication, and click Dashboard.
  2. On the right, click Add.
  3. Change the Choose Server Type drop-down to LDAP.
  4. In the Name field, enter LDAP-Corp or similar as the name. If you have multiple domains, you’ll need a separate LDAP Server per domain. so make sure you include the domain name.
  5. Change the selection to Server IP. Enter the VIP of the load balancing vServer for LDAP.
  6. Change the Security Type drop-down to SSL.
  7. Enter 636 as the Port. Scroll down.

  8. In the Connection Settings section, do the following:
    1. In the Base DN field, enter your Active Directory DNS domain name in LDAP format.
    2. In the Administrator Bind DN field, enter the credentials of the LDAP bind account in userPrincipalName format. Domain\Username also works.
    3. Enter the Administrator Password.
    4. Click Test Connection. Citrix ADC will attempt to login to the LDAP IP.
  9. Scroll down.
  10. In the Other Settings section, use the drop-downs next to Server Logon Name Attribute, Group Attribute, and Sub Attribute Name to select the default fields for Active Directory.
  11. On the right side of the Other Settings section, check the box next to Allow Password Change.

  12. If you want to restrict Citrix Gateway access to only members of a specific AD group, in the Search Filter field, enter memberOf=<GroupDN>. See the example below:
    memberOf=CN=CitrixRemote,OU=Citrix,DC=corp,DC=local
    You can add :1.2.840.113556.1.4.1941: to the Search Filter so it searches through nested groups. Without this, users will need to be direct members of the filtered group.
    memberOf:1.2.840.113556.1.4.1941:=CN=CitrixRemote,OU=Citrix,DC=corp,DC=local

    1. An easy way to get the full distinguished name of the group is through Active Directory Users and Computers.
    2. Open the View menu, and enable Advanced Features. The Attribute Editor is only present if this feature is enabled.
    3. Browse to the group object, right-click it, and click Properties. Note: you cannot use Find. Instead, you must navigate through the tree to find the object.
    4. Switch to the Extensions page. On the right, switch to the Attribute Editor tab. This tab is only visible if Advanced Features are enabled, and you didn’t use the Find feature.
    5. Scroll down to distinguishedName, double-click it, and then copy it to the clipboard.
    6. Back on the Citrix ADC, in the Search Filter field, type in memberOf= and then paste the Distinguished Name right after the equals sign. Don’t worry about spaces.
  13. For another LDAP Search Filter expression, see CTX226808 Expression to exclude multiple domains by using search filter in LDAP on NetScaler
    !(|(userprincipalname=*@aa.lab.com)(userprincipalname=*@ns.lab.com)
  14. Scroll down, and click More.
  15. For Nested Group Extraction, if desired, change the selection to Enabled. Configuring Nested Group Extraction allows the Nested Groups to be used for AAA Groups.
    1. Set Group Name Identifier to samAccountName.
    2. Set Group Search Attribute to memberOf. Select << New >> first.
    3. Set Group Search Sub-Attribute to CN. Select << New >> first.
    4. For the Group Search Filter field, see CTX123795 Example of LDAP Nested Group Search Filter Syntax.
  16. Scroll down, and click Create.

    add authentication ldapAction Corp-Gateway -serverIP 10.2.2.11 -serverPort 636 -ldapBase "dc=corp,dc=local" -ldapBindDn "corp\\ctxsvc" -ldapBindDnPassword Passw0rd -ldapLoginName samaccountname -searchFilter "memberOf:1.2.840.113556.1.4.1941:=CN=Citrix Remote,CN=Users,DC=corp,DC=local" -groupAttrName memberOf -subAttributeName CN -secType SSL -passwdChange ENABLED
  17. The status of the LDAP Server should be Up.

LDAP Policy Expression

The Authentication Dashboard doesn’t allow you to create the LDAP Policy, so you must create it elsewhere.

You can create the LDAP policy now. Or you can wait and create it later when you bind the LDAP Server to the Citrix Gateway vServer.

To create it now:

  1. Enter LDAP in the menu Search box to find one of the nodes that lets you create Basic Authentication Policies.

    • Or, navigate to Citrix Gateway > Policies > Authentication > LDAP.
  2. On the right, in the Policies tab, click Add.
  3. Change the Server drop-down to the LDAP Server you created earlier.
  4. Give the LDAP Policy a name (one for each domain).
  5. In the Expression box, enter ns_true.
    • NetScaler Gateway 12 and Citrix Gateway 12.1 do not support Advanced Authentication policies bound directly to the Gateway Virtual Server. If you prefer Advanced Authentication Policies, then you’ll instead need to configure nFactor.
  6. Click Create.

     add authentication ldapPolicy LDAP-Corp ns_true LDAP-Corp
  7. If you see a message about classic authentication policies deprecation, click OK and ignore it.

Gateway Authentication Feedback

  1. On the left, under Citrix Gateway, click Global Settings.
  2. On the right, in the right column, click Change authentication AAA settings.
  3. Optionally, near the middle of the page, check the box for Enable Enhanced Authentication Feedback. This feature provides a message to users if authentication fails. The messages users receive include password errors, account disabled or locked, or the user is not found, to name a few. This setting might not be advisable in a secure environment.
  4. Click OK.

    set aaa parameter -enableEnhancedAuthFeedback YES

Next Step

Multiple Domains – UPN Method

Cascade – To support multiple Active Directory domains on a Citrix Gateway, you create multiple LDAP authentication policies, one for each Active Directory domain, and bind all of the LDAP policies to the Citrix Gateway Virtual Server. When the user logs into Citrix Gateway, only the username and password are entered. The Citrix ADC will then loop through each of the LDAP policies in priority order until it finds one that contains the entered username/password.

Same user/password in multiple domains – What if the same username is present in multiple domains? As Citrix ADC loops through the LDAP policies, as soon as it finds one with the specified username, it will try to authenticate with that particular LDAP policy. If the password doesn’t match the user account for the attempted domain, then a failed logon attempt will be logged in that domain and Citrix ADC will try the next domain.

Unfortunately, the only way to enter a realm/domain name during user authentication is to require users to login using userPrincipalNames. To use userPrincipalName, configure the LDAP Policy/Server with the Server Logon Name Attribute set to userPrincipalName.

You can even do a combination of policies: some with samAccountName, and some with userPrincipalName. Bind the userPrincipalName policies with higher priority (lower priority number) than the samAccountName policies so the UPN policies are tried first.

Citrix ADC supports adding a domain name drop-down list to the logon page. Then use Cookie expressions in the auth policies and session policies. However, this probably doesn’t work when authenticating through Workspace app or Receiver. See CTX203873 How to Add Drop-Down Menu with Domain Names on Logon Page for NetScaler Gateway 11.0 64.x and later releases for details.

Another option for a domain drop-down is nFactor Authentication for Citrix Gateway. The newest versions of Citrix ADC 12.1 are supposed to support nFactor authentication in the newest versions of Workspace app.

After authentication is complete, a Session Policy will be applied that has the StoreFront URL. The Citrix Gateway will attempt to Single Sign-on to StoreFront so the user doesn’t have to login again. When logging into Citrix Gateway, only two fields are required: username and password. However, when logging in to StoreFront, a third field is required: domain name. So how does Citrix ADC specify the domain name while logging in to StoreFront?

In a single domain configuration, you simply edit your Session Policy/Profile and on the Published Applications tab configure the Single Sign-on field with your domain name. However, this method won’t work if users are authenticating to multiple domains.

For authentication to multiple domains, Citrix Gateway has two methods of identifying the domain name based on which LDAP Policy/Server authenticated the user:

  • userPrincipalName – the easiest method is to configure the LDAP policy/server to extract the user’s UPN, and then Single Sign-on to StoreFront using UPN. This is the easiest method, but some domains don’t have userPrincipalNames configured correctly. StoreFront needs to accept the userPrincipalName suffixes.
  • AAA Group – as the Citrix ADC loops through the LDAP policies during authentication, once a successful LDAP policy is found, the LDAP Server can put the user in a domain-specific AAA Group. Then you can bind a Session Policy with domain name to the domain-specific AAA Group.
    • LDAP Servers have a field called Default Authentication Group. If the user successfully authenticates with this LDAP Server, then the user is placed in the AAA Group name specified here. Specify a unique Default Authentication Group per LDAP Server. Then create AAA Groups with the same names you specified in the LDAP Servers. Bind domain-specific Session Policies with domain name to each of the AAA Groups. See Multiple Domains – AAA Group Method for details.
    • Another option is to create a unique domain-specific group in each Active Directory domain and add users to these domain-specific groups. Each domain has a different name for this AD group. Citrix ADC will extract this group during the user’s login. Create AAA Groups on Citrix ADC that match these Active Directory group names and bind domain-specific Session Policies with domain name to each of the AAA Groups.

The userPrincipalName method is detailed below:

  1. In each of your Citrix ADC LDAP policies/servers, in the Other Settings section, in the SSO Name Attribute field, enter userPrincipalName (select –<< New >>– first). Make sure there are no spaces after this attribute name. Citrix ADC will pull this attribute from AD, and use it to Single Sign-on the user to StoreFront. Notice that Server Logon Name Attribute is still sAMAccountName.
  2. In StoreFront Console, in the middle, right-click your Store, and click Manage Authentication Methods.
  3. On the right, click the gear icon, and then click Configure Trusted Domains.
  4. In the Trusted domains box, select Any domain.
  5. Or add your UPN domain suffixes in DNS format. The advantage of entering domain names is that you can select a default domain. The DNS format is required for UPN logins (e.g. SSO from Citrix Gateway).
  6. On the Citrix Gateway Virtual Server, bind LDAP authentication polices in priority order. It will search them in order until it finds a match.
  7. In your Session Policies/Profiles, in the tab named Published Applications, make sure Single Sign-on Domain is not configured. Since Citrix ADC is using the userPrincipalName, which inherently contains a domain name, there’s no need for a Session Policy to specify a domain name. If the Single Sign-on Domain field is configured, then Single Sign-on authentication will fail.

Multiple Domains – AAA Groups Method

Another method of specifying the domain name when performing Single Sign-on to StoreFront is to use a unique session policy/profile for each domain. Use AAA Groups to distinguish one domain from another.

  1. Go to Citrix Gateway > Policies > Authentication > LDAP. The easiest way to get there is to enter LDAP in the search box at to the top of the menu.
  2. On the right, switch to the tab named Servers.
  3. Make sure all domains are in the list. Edit the LDAP Server for one of the domains.
  4. Scroll down to the Other Settings section,
  5. On the right, in the Default Authentication Group field, enter a new, unique group name. Each domain must a different group name. This group is only locally significant and does not need to be added to AD. Click OK.
  6. Edit the LDAP Server for another domain.
  7. Specify a new unique group name for this domain. Each domain has a different group name.
  8. In the menu, go to Citrix Gateway > User Administration > AAA Groups.
  9. On the right, click Add.
  10. Name the group so it exactly matches the group name you specified in the LDAP Server. Click OK.
  11. On the right, in the Advanced Settings section, click Policies to move it to the left.
  12. On the left, in the Policies section, click the Plus icon.

    1. In the Choose Type page, select Session, and click Continue.
    2. Click the Add button or plus icon to create a new Session policy.
    3. Give the Session Policy a name that indicates the domain. You will have a separate Session Policy for each domain.
    4. Click the Add button or plus icon to create a new Session Profile.
    5. Give the Session Profile a name that indicates the domain. You will have a separate profile for each domain.
    6. Switch to the tab named Published Applications.
    7. Scroll down and next to Single Sign-on Domain check the Override Global box .
    8. Enter the domain name that StoreFront is expecting for this LDAP Server. Click Create.
    9. If your other Session Policies are created using Advanced syntax, then leave this Session Policy as Advanced Policy and enter true as the Expression.
      • If your other Session Policies are created using Classic syntax, then change this Session Policy to Classic Policy and enter ns_true as the Expression.
    10. Click Create.
    11. In the Priority field, give it a number that is lower than any other Session Policy that has Single Sign-on Domain configured so that this Session Policy will override those other Session Policies. Then click Bind.
    12. Click Done.
  13. Create another AAA Group.
  14. Give it the AAA Group a name that matches the Default Authorization Group configured for the next domain.
  15. On the right, click Policies to move it to the left.
  16. On the left, click the Plus icon to add a policy binding.
  17. For Choose Type, select Session and click Continue.
  18. In the Policy Binding field, click Add to create another Session Policy.
  19. In the Profile drop-down, click Add to create another Session Profile.
  20. On the Published Applications tab, specify the domain name of the next domain.
  21. Set the Session Policy Expression to either true (Advanced) or ns_true (Classic).
  22. Bind the new policy with a low Priority number.
  23. When a user logs in, Citrix ADC loops through LDAP policies until one of them works. Citrix ADC adds the user to the Default Authentication Group specified in the LDAP Server. Citrix Gateway finds a matching AAA Group and applies the Session Policy that has SSON Domain configured. Since the policy is bound with a low priority number, it overrides any other Session Policy that also has SSON Domain configured.

Citrix ADC Fundamental Concepts: Part 2 – Certificates/SSL, Authentication, HTTP, VPN Networking, PXE, GSLB

Last Modified: Dec 27, 2018 @ 9:09 am

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  • 2018 Dec 26 – complete proofread, revised, and expanded
  • 2018 Dec 24 – renamed NetScaler to Citrix ADC

Citrix ADC is NetScaler

Citrix renamed their NetScaler product to Citrix ADC. ADC is a Gartner term that means Application Delivery Controller, which is a fancy term that describes a load balancing device that does more than just load balancing.

This article assumes that you have already read the content in Part 1 – Request-Response, HTTP Basics, and Networking

HTTP Encryption

SSL Protocol

SSL/TLS ProtocolSSL (Secure Sockets Layer) and TLS (Transport Layer Security) are two names for the same encrypted session protocol. SSL is the older, more well-known name, and TLS is the newer, less well-known name. The names can usually be used interchangeably, although pedantic people will insist on using TLS instead of SSL. In Citrix ADC, you’ll mostly see the term SSL instead of TLS.

  • HTTP on top of SSL/TLS – HTTP itself does not support encryption. Instead, a Layer 6 SSL/TLS-encrypted Session is established between the Web Client and the Web Server. Then Layer 7 HTTP packets are sent across the Layer 6 SSL/TLS session. (image from wikimedia)
  • SSL/TLS can carry more than just HTTP – for example, Citrix ICA Protocol is carried across an SSL/TLS session when ICA traffic is proxied through Citrix Gateway. There is no HTTP in this encrypted traffic. ICA and HTTP are two completely different protocols. Underneath both of them are the same Layer 6 SSL/TLS session protocol.
  • HTTPS Protocol is the name that web browsers use to describe HTTP running on top of an encrypted TLS/SSL session. It’s the same HTTP data whether the underlying TCP connection is encrypted or not.

HTTPS Protocol:

  • Port 443 – HTTP over SSL/TLS uses a different port number than unencrypted HTTP. The SSL/TLS port number for HTTP data is usually TCP port 443, and is referred to as the https port number. The https port number will not accept HTTP Packets until the SSL/TLS encrypted session is established first.
  • Web Server support for https – Web Servers must be explicitly configured to accept https traffic. Enabling SSL/TLS on a web server requires creation of a key pair, a certificate, and binding them to a TCP 443 listener. No certificate configuration is needed on the client side. Below is a screenshot of enabling https on an IIS Web site.
  • https URL scheme– Users enter https://FQDN into a web browser’s address bar to connect to a web server using the SSL/TLS protocol on TCP 443.
  • Disable http? – Once https is enabled on a web server, you can optionally disable clear-text HTTP over TCP 80. Or you can leave the TCP 80 listener enabled and configure it to redirect unencrypted HTTP TCP 80 connections to https TCP 443 encrypted connections.
    • See SSL Redirect – Methods for information on how to configure an ADC application to redirect HTTP port 80 to HTTPS port 443.

SSL/TLS versions – There are several versions of the SSL/TLS protocol. Here are the versions from oldest to newest: SSLv2, SSLv3, TLSv1.0, TLSv1.1, TLSv1.2, and TLSv1.3

  • After SSLv3, the protocol was renamed to Transport Layer Security (TLS). All versions of TLS are newer than the SSL versions.
    • Many networking products use the term SSL to refer to all versions of the protocol, including the TLS versions. For example, in Wireshark, the traffic filters use the word “ssl” instead of “tls”. Citrix ADC hosts “SSL” Virtual Servers, but not “TLS” Virtual Servers.
  • TLSv1.3 is very new and only recently started being added to products. Citrix ADC 12.1 added support for TLSv1.3.
  • TLSv1.2 is the current widely-deployed standard.
  • In late 2018 and early 2019, industry security standards are starting to dictate that TLSv1.0 and TLSv1.1 should be disabled in all products and servers. PCI compliance already dictates that TLSv1.0 and TLSv1.1 must be disabled.
  • SSLv3 is an old, vulnerable protocol, and must be disabled on all SSL Virtual Servers.
  • Default Citrix ADC SSL configuration enables SSL protocol versions SSLv3, TLSv1.0, TLSv1.1, and TLSv1.2. One of the first configuration steps that should be performed on every ADC SSL Virtual Server is to disable SSLv3, disable TLSv1.0, and disable TLSv1.1.

    • Newer builds of Citrix ADC let you configure SSL defaults at the global level by enabling the “default SSL profile”. See SSL Profiles for details.
  • SSLLabs.com can check your SSL Listener to make sure it adheres to the latest SSL security standards.

SSL Performance Cost – First, the SSL Client and SSL Server create an encrypted SSL Session by performing an SSL Handshake. Then HTTP is transmitted across this established SSL Session.

  • SSL Handshake is expensive – Establishing the SSL session (SSL Handshake) is an expensive (CPU) operation, and modern web servers and web browsers try to minimize how often it occurs, preferably without compromising security. (image from wikimedia)
  • Bulk encryption – The traffic on top of the established SSL Session is bulk encrypted, which has far less impact than initial SSL Session establishment.
  • ADC Appliance SSL Specs – The Citrix ADC appliance model data sheets provide different numbers for SSL Transactions/sec (initial session establishment) and SSL Throughput (bulk encryption).

SSL Keys

Public/Private key pair – A key pair is called a pair because the Public Key and Private Key are cryptographically linked together. Data encrypted by a Public Key can only be decrypted by one Private Key. Data encrypted by the Private Key can only be decrypted by one Public Key.

  • Asymmetric Encryption – traffic encrypted by a Public Key cannot be decrypted by the same Public Key. Any traffic encrypted by the Public Key can only be decrypted by its paired Private Key. This is called Asymmetric because you encrypt with one key and decrypt with a different key. (image from wikimedia)
  • Private key – The Private Key is called private because it needs to remain private. You must make sure that the Private Key is never revealed to any unauthorized individual. If that were to occur, then the unauthorized person could use the Private Key to emulate the web server, and unsuspecting users might submit private data, including passwords, to the hacker.
    • Hardware Security Module (HSM) – if you store the Private Key on an HSM, then it is not possible to export the private key from the HSM and thus nobody can see it. Any use of the private key occurs inside the HSM. Governments and other high security industries require private keys to be stored in HSMs.
  • Public key – The Public Key is called public because it doesn’t matter who has it. The public key is worthless without also having access to the private key.

Key size – When you create a public/private key pair, you specify the key size in bits (e.g. 2048 bits). The higher the bit size, the harder it is to crack. However, larger key sizes mean exponentially more processing power required to encrypt and decrypt. 2048 is the current recommended key size, even for Certificate Authorities, which use the same key pair for many years. 2048 balances security with performance.

Symmetric Encryption – With Symmetric Encryption, one key is used for both encryption and decryption. Symmetric Encryption is far less CPU intensive than Asymmetric Encryption. In https protocol, bulk data encryption and decryption is performed by a symmetric key, not asymmetric keys. But a challenge with Symmetric Encryption is how to get both sides of the connection to agree on the one symmetric key.

  • During the initial SSL handshake process, the Web Server’s public key is transmitted to the SSL Client.
  • During the initial SSL Handshake, the SSL Client generates a Session Key for symmetric encryption, encrypts the generated Session Key using the Web Server’s Public Key, and then sends the encrypted Session Key to the Web Server. The Web Server uses its Private Key to decrypt the Session Key. Now both sides have the same Symmetric key and they can use that Symmetric Key for bulk encryption and decryption.

Session Key size – the Session Key is much shorter than the private/public key pairs. For example, the Session Key can be 256 or 384 bits, while the public/private key pairs are 2048 bits. Because of their shorter size, Session Keys are much faster at cryptographic operations than public/private key pairs. The length of the Session Key depends on the negotiated cipher, as detailed later.

  • Renegotiation – SSL Clients and SSL Servers will sometimes want to redo the SSL Handshake while in the middle of an SSL Session. This is called Renegotiation.
  • Because the Session Key is relatively small, a new Session Key needs to be regenerated periodically (e.g. every few minutes or hours). Renegotiation is how the new Session Key is transmitted from one side of the connection to the other side.

Forward Secrecy:

  • Without Forward Secrecy, if you take a packet trace, you can use the SSL Server’s Private Key to decrypt Session Keys in the packet trace, and use those decrypted Session Keys to decrypt the rest of the packet trace.
  • With Forward Secrecy, even if the hacker had access to the server’s Private Key, the Private Key cannot be used to decrypt the Session Key, and thus the packet trace cannot be decrypted.
  • DH vs RSA – Diffie-Hellman (DH) Key Exchange algorithm enables Forward Secrecy. RSA Key Exchange does not. ECDHE is the modern version of DH Key Exchange that is preferred by security professionals. To achieve Forward Secrecy (strongly recommended), prioritize ciphers that have ECDHE or DHE in their cipher names. Avoid RSA ciphers.
  • Troubleshooting – if DHE ciphers are used, then a network administrator cannot decrypt a packet trace. Citrix ADC has some packet trace options that can save the traffic without encryption (SSLPLAIN), or it can save the SSL Session Keys in a file separate from the packet trace. Wireshark can use the Session Keys file to decrypt the packet trace.

Certificates

Server Certificate – every Web Server that listens for SSL/TLS traffic must have a Server Certificate. Certificates are small text files that contain a variety of information including: the web server’s FQDN, the web server’s public key, the certificate’s expiration date, and a certificate signature created by a Certificate Authority.

  • Keys and certificates are different things – The public/private key pair, and the server certificate, are two different things. First, you create a public/private key pair. Then you create a certificate that contains the public key.
  • UNIX Key files and Certificate files – Citrix ADC is UNIX-based, which means that keys and certificates are stored in separate files.
  • Windows private keys – Windows stores the private key separately from the certificate, but the location of the private key is not easily reachable by a Windows administrator. When you double-click a certificate on Windows, at the bottom of the certificate window is a message indicating if Windows has a separate private key for that certificate. To get access to the private key, you export the certificate with private key to a .pfx file. The password-protected .pfx file contains both the certificate and the private key.

SSL Handshake and Certificate Download – during the initial SSL Handshake, the Server’s Certificate is downloaded to the SSL Client. The SSL Client extracts the web server’s public key from the downloaded server certificate.

Certificates provide a form of authentication – The SSL Client uses the server’s certificate to authenticate the SSL-enabled web server so that the SSL Client only sends confidential data to trusted web servers. There are several fields in the SSL Server’s certificate that clients use to verify web server authenticity. Each of these fields is detailed later in this section.

  • Subject and/or Subject Alternative Name must match the hostname entered in the browser’s address bar.
  • CA Signature – the server’s certificate must be signed a trusted Certificate Authority. SSL Clients have a mechanism for trusting particular Certificate Authorities.
  • Validity Dates – the certificate must not be expired.
  • Revocation – the certificate must not be revoked.

Types of certificates – there are different types of certificates for different use cases. All certificates are essentially the same, but some of the certificate fields control how a certificate can be used:

  • Server Certificates – when linked to a private key, these certificates enable encrypted HTTP.
  • Certificate Authority (CA) Certificates – used by a SSL client to verify the CA signatures contained within a Server Certificate.
  • Client Certificates – used by clients to authenticate the client machine or user to the web server. Requires a certificate and private key on the client side.
  • SAML Certificate – self-signed certificate exchanged to a different organization to authenticate SAML Messages (federation).
  • Code Signing Certificate – developers use this certificate to digitally sign the applications they developed.

Digital Signatures – Signatures are used to verify that a file has not been modified in any way. A Hashing Algorithm (e.g. SHA256) produces a hash of the file. A Private Key encrypts the hash. When a machine receives the signed file, the receiving machine generates its own hash of the file. Then it decrypts the file’s signature using the signer’s Public Key and compares the hash in the file with the hash that the receiving machine generated. If the computed hash matches the hash in the signature, then the file has not been modified.

  • The machine that received the file must have access to the Public Key that is paired with the Private Key that signed the file at the sender. These Public Keys are usually distributed through certificates.

Server Certificate Signature – Server certificates are digitally signed by a trusted third party, formally known as the Certificate Authority (CA). This third party verifies that the organization that produced the server certificate actually owns the server that is hosting the certificate.

  • Publicly-signed Certificates are not free – For public CAs, the owner of the server certificate pays the public CA to sign the server’s certificate.
  • CA uses the CA’s Private Key to sign the server certificate – The CA generates a hash of the server certificate and signs the hash using the CA’s Private Key.
  • Verify CA signature – The SSL Client extracts the Issuer field from the server certificate and matches the Issuer name with one of the CA certificates installed on the SSL Client machine. The SSL Client then extracts the public key from the locally installed CA certificate and uses that CA’s public key to verify the signature on the server certificate. If the hashes match, then the server certificate is “trusted”.

CA certs are installed on SSL clients –  CA’s pay Microsoft, Chrome, Mozilla, Apple, etc. to install their Root CA Certificates on client machines.

  • Out-of-band installation – Root CA Certificates are always installed out-of-band and are not delivered by the web server during the SSL Handshake. If a CA certificate is missing from the SSL Client machine, then the user must install it manually by using a local Certificates management console, or through some other administrator-controlled process (e.g. group policy).
  • Trust is defined by locally installed CA certificates – Any server certificate signed any of the CA certificates installed on a SSL Client machine are automatically trusted.
  • Stop trusting one CA – Sometimes a Certificate Authority is compromised, or doesn’t do a good enough job of verifying server certificate ownership. To stop trusting certificates signed by a bad CA, simply uninstall the CA’s certificate from the SSL Client machine.

Private Certificate Authority – instead of paying for a public certificate authority to sign your server certificates, you could easily build your own private Certificate Authority. Windows Servers have a built-in role called Certification Authority. Or you can use your Citrix ADC as a private certificate authority.

  • Private CA Root Certificate Installation – the Root CA certificate for the private certificate authority is not installed on client machines by default. Instead, the administrator of the client machines must distribute the private CA Root Certificate using group policy or some other out-of-band installation method.
  • Private CA-signed server certificates are commonly used on internal servers where administrators have full control of the client machines. But if any non-managed client machine needs to trust your private CA-signed server certificates, then it’s usually easier to purchase a public CA-signed server certificate because the public CA root certificates are already installed on all client machines.
  • Cannot purchase public CA-signed server certificates for non-routable DNS names – each server certificate contains the FQDN that users use to access the web server. If the server’s FQDN ends in one of the Internet DNS Top Level Domains (TLD), like .com, then you can pay a public CA to sign your certificate. However, if the FQDN ends in a private DNS suffix, like .local, then you cannot purchase a public CA signature and instead you must build your own private CA to sign the server certificate.

Self-signed certificate – Instead of using a third party CA’s private key to encrypt the certificate file hash, it’s also possible for a certificate to use its own key pair to sign its own certificate. In this case, the Issuer of the certificate and the Subject of the certificate are the same and this is called a Self-signed certificate. Most web browsers will not accept self-signed server certificates for SSL/TLS connections. But Self-signed certificates are useful for other purposes, including Root CA certificates, and SAML certificates.

  • Self-signed certificates and internally-signed certificates are two different things – If you build your own private Certificate Authority and use the private CA to sign your internal server certificates, then the internal server certificates are not self-signed, but rather they are “internally-signed” or “private-signed”. Self-signed certificates have the same value for Issuer and Subject. “private-signed” certificates have different values for Issuer and Subject because the Issuer is a private CA and not itself.

CA Chain – The server certificate can be signed by one CA certificate, or the server certificate can be signed by a chain of CA certificates.

  • Root CA Certificate – the top of the CA certificate chain is the Root CA certificate. The Root CA certificate is self signed. If the Root CA certificate is installed on a SSL Client machine, then all CA certificates that chain to the root are trusted.
  • Intermediate CA certificates – In the CA Signature Chain, between the Server Certificate and the Root CA Certificate, are Intermediate CA Certificates. The Root CA certificate almost never directly signs server certificates. Instead, the Root CA certificate signs an Intermediary or Issuing CA Certificate and the Issuing CA Certificate signs the server certificate.
  • Intermediate CA certificates are not installed on SSL client machines –  Instead, Intermediate CA certificates must be transmitted to the SSL Client from the SSL Server during the SSL Handshake.
    • If Intermediate CA certificate is not transmitted during SSL Handshake, then CA chain is broken – when the SSL Client receives the server certificate, it extracts the server certificate’s Issuer field and looks for a CA certificate that matches that Issuer name. Since the server certificate’s Issuer is an Intermediate CA certificate and not a Root CA certificate, and since intermediate CA certificates are not installed on the client machines, the client machine won’t find a matching CA certificate unless one was sent by the SSL server.
    • Link Intermediate CA Certificate to Server Certificate – On a Citrix ADC, you install the Server Certificate under the Server Certificates Node. You also install the Intermediate CA certificate under the CA Certificates node. Then you right-click the Server Certificate and Link it to the Intermediate CA Certificate. During the SSL Handshake, the Citrix ADC transmits both the server certificate and the intermediate CA certificate.
    • IIS and Intermediate CA certificates – On IIS, you simply install the Intermediate Certificate in the web server computer’s Intermediate CA certificate store. IIS (Windows) automatically knows which intermediate CA certificate goes with the server certificate and it transmits both during the SSL Handshake phase.
  • The Root CA certificate must never be transmitted by the SSL Server during the SSL Handshake – you might be tempted to install the self-signed CA root certificate on the Citrix ADC and then link it to the intermediate CA certificate. Don’t do that. Only the Intermediate CA certificates, not the Root, can be transmitted from the ADC. The Root CA certificate is already installed on the client machine through an out-of-band operation (e.g. included with the operating system). If the Root CA certificate could be transmitted by the SSL Server, then the entire third party trust model is broken.
    • If the root certificate is transmitted during the he SSL Handshake phase, then SSL Labs will report this as “Chain issues: Contains anchor”.

To create a certificate – The process to create a certificate is as follows:

  1. Create keyfile – Use OpenSSL or the Citrix ADC GUI to create an RSA public/private key pair file.

    • Keypairs created by OpenSSL must be converted to RSA format.
    • ECDHE ciphers and DHE ciphers use RSA keypairs.
  2. Create Certificate Signing Request (CSR) – Use OpenSSL or Citrix ADC GUI to create a Certificate Signing Request (CSR). The CSR contains the public key, and several other fields, including: server’s DNS name, and name of the Organization that owns the server.
  3. Send CSR to CA – Send the CSR to a Certificate Authority (CA) to get a CA signature. Public CAs usually charge a fee for this service.
  4. CA verifies ownership – The CA verifies that the Organization Name specified in the CSR actually owns the server’s DNS name.
    1. One method is for the CA to email somebody at the organization that owns the web server.
    2. More stringent verifications include background checks for the organization’s DUNS name. Higher verification usually requires a higher fee.
  5. CA signs the certificate – If owner verification is successful, then the CA signs the certificate and sends it back to the administrator. The CA can use a chained intermediate CA Certificate to sign your Server certificate.
  6. Complete certificate request – The administrator installs the signed server certificate and links it with the key file. In IIS, this is called “Complete Certificate Request”. In Citrix ADC, when installing a cert-key pair, you browse to both the signed certificate file, and the key file.
  7. Create a TCP/SSL 443 listener and bind the certificate to it – Configure the web server to use the certificate. In IIS, add a https binding to the Default Web Site and select the certificate. In Citrix ADC, create a SSL Virtual Server, and bind the certificate key-pair to it.

Certificate/key file storage on Citrix ADC– On Citrix ADC, certificate files and key files are stored in /nsconfig/ssl.

Certificate File Format – There are several certificate file formats: Base64, DER, and PFX.

  • Base64 is the default encoding for certificate files on UNIX/Linux systems, including Citrix ADC. This format is also known as PEM. Base64 files look like text files with the first line that says: “—–BEGIN CERTIFICATE—–”
  • DER Format – On Windows, if your certificate doesn’t have a private key associated with it, then you can save the certificate to a file in DER format. DER format looks like a binary file, not a text file.

    • Newer versions of ADC can automatically detect that a certificate file is in DER format.
    • Older versions of ADC require you to indicate that the certificate file is DER format instead of Base64.
  • PFX format – On Windows, if you export a certificate with private key, then both are stored in a password-protected file with .pfx extension. This file format is also known as PKCS#12.

    • Newer versions of Citrix ADC can directly import .pfx files.
    • Citrix ADC can also use OpenSSL to convert a .pfx file into a Base64 PEM file that contains both the certificate and the RSA key.

Private Keys should be encrypted – the key file that contains the Private Key should be encrypted, usually with a password. On Citrix ADC, when creating a key pair, you enable PEM Encoding and set it to 3DES (Triple DES) or AES 256 encryption. OpenSSL asks you to enter a permanent password to encrypt the private key. You will need this password whenever you install the certificate key pair.

  • When creating an RSA key file, specify PEM Encoding Algorithm and Passphrase – specifying a PEM Encoding Algorithm and Passphrase are optional. Password-protecting the .key file is recommended.
  • When converting a PFX file to PEM, encrypt the PEM private key – Specify a PEM encoding password when performing this conversion.
  • Hardware Security Module (HSM) – Hardware Security Modules (HSM) are physical devices that destroy their contents if there’s any attempt of physical compromise , which means they are the perfect place to store your private keys. The Citrix ADC FIPS appliances include a HSM module inside the FIPS appliance. Or, you can connect a Citrix ADC to a network-addressable HSM appliance. The HSM performs all private key operations so that the private key never leaves the HSM device.
  • Smart Card – Smart Cards require the user to enter a PIN to unlock the smart card to use the private key, similar to an HSM. Smart Cards are typically used with Client Certificates, which are detailed later.

Certificate Fields

Subject field – One of the fields in the Server Certificate is called Subject. Look for the CN= section of this field. CN means Common Name, which might be familiar to LDAP (e.g. Active Directory) administrators. The Common Name is the DNS name of the web server.

  • Public CAs require FQDNs, not short DNS names – Public CAs require that the Common Name of your Subject field be a FQDN and not a short DNS name (left part of the DNS name before the first dot). Internal web servers are frequently accessed using short DNS names instead of FQDNs. Certificates for short DNS names can only be acquired from a private CA.

Subject Alternative Names – Another related Certificate field is Subject Alternative Name (SAN). The Subject field (Common Name) only supports a single DNS name. Subject Alternative Name supports as many DNS names as desired.

  • Public CAs charge extra for each additional SAN Name. When you submit a CSR to a public CA, the public CA gives you an opportunity to enter more SAN Names. The more SAN Names you add, the higher the cost of the certificate.
  • CSRs ask for Common Name, not SAN names – When creating a CSR, put your server’s primary FQDN in the Common Name (Subject) field. When you submit the CSR to a Public CA, the Public CA will automatically copy your Common Name into the Subject Alternative Name field.
    • OpenSSL lets you include SAN Names in the CSR. However, most CAs ignore any SAN Names in the CSR.
  • Microsoft CA does not support SAN Names by default – Microsoft CA does not support SAN names by default. Microsoft CA will not copy the Common Name to the Subject Alternative Name. Search Google for instructions to enable Microsoft CA to accept manually entered SAN Names.

URL Hostname Matching against Server Certificate’s Subject and Subject Alternative Name (SAN) fields

  • User enters URL Hostname in browser address bar – User opens a browser and enters https://hostname in the browser’s address bar to connect to a web server. The hostname is extracted from the entered URL and then matched with the Common Name field or Subject Alternative Name field of the downloaded sever certificate. If the entered hostname doesn’t match the certificate’s Common Name or Subject Alternative Name field, then a certificate error is displayed. To avoid certificate errors, your server certificates must have a Subject Common Name or Subject Alternative Name that matches the DNS Names that users will use to browse to your SSL web server.
  • Server Name Indication (SNI) – If the web server is hosting multiple SSL websites on one IP address, which server certificate should be sent to the client so the client can do its URL host name matching? In newer versions of browsers (Windows XP is too old) and web servers, Server Name Indication (SNI) was added to the SSL handshake. The SSL Client now sends the URL hostname from the browser’s address bar to the web server so the web server can select a certificate to send back to the SSL Client.
  • Chrome only accepts Subject Alternative Names, not Common Name – Chrome recently started ignoring the Subject and Common Name fields of the server certificate and now instead only does hostname matching against the Subject Alternative Name (SAN) field of the server certificate.
  • SAN Names let one certificate match multiple FQDNs – You might have an SSL Server listening on several FQDNs. Instead of buying a separate certificate for each FQDN, purchase one certificate with multiple SAN Names.
    • If your web server is reachable at both company.com and www.company.com, then add both FQDNs to the SAN Names field of the server certificate.

Wildcard certificate – The Certificate Common Name can be a wildcard (e.g. *.company.com) instead of a single DNS name. This wildcard matches all FQDNs that end in .company.com.

  • The wildcard only matches one word and no periods to the left of .company.com. It will match www.company.com, but it will not match www.gslb.company.com, because there’s two words instead of one. It will also not match company.com because it requires one word where the * is located.
  • Wildcard certificates cost more from Public CAs than single name certificates and SAN certificates.
  • Wildcard certificates are less secure than single name certificates, because you typically use the same wildcard certificate on multiple web servers, and if the wildcard certificate on one of the servers is compromised, then all are compromised.
  • Public CAs will automatically copy the wildcard *.company.com into the Subject Alternative Name field. For Microsoft CA, you must manually specify *.company.com as a Subject Alternative Name, assuming you enabled Microsoft CA to accept Subject Alternative Names.

Validity Dates – Another field in the certificate is Valid to (expiration date). If the date is expired, then the client’s browser will show a certificate error. When you purchase a certificate, it’s only valid between 90 days and 3 years, with CAs charging more for longer terms.

  • Expiration Warning – Citrix ADM (Application Delivery Management) can alert you when a Citrix ADC certificate is about to expire. Public CAs will also remind you to renew it.
  • Renew with existing keys? – When renewing the certificate, you can create a new SSL key pair, or you can use the existing key pair. If you create a new key pair, then you need to create a new CSR and submit it to the CA. If you intend to use the existing keys, then simply download the updated certificate from the CA after paying for the later expiration date.
  • Let’s Encrypt issues certificates with 90 days expiration – Let’s Encrypt is a free public CA that is fully automated. Certificates issued from Let’s Encrypt expire 90 days after issuance. Shorter expiration periods are more secure than longer expiration periods. Because of the short expiration periods, you must fully automate the Let’s Encrypt CSR generation, CA signature, and certificate installation process.

Certificate Revocation – certificates can be revoked by a CA. The list of revoked certificates is stored at a CA-maintained URL. Inside each SSL certificate is a field called CRL Distribution Points, which contains the URL to the Certificate Revocation List (CRL). Client browsers will download the CRL to verify that the SSL server’s certificate has not been revoked. Revoking is usually necessary when the web server’s private key has been compromised.

  • CAs might revoke a certificate when Rekeying  – if you rekey a certificate, the certificate with the former keys might be revoked. This can be problematic for wildcard certificates that are installed on multiple machines, since you only have a limited time to replace all of them. Pay attention to the CA’s order form to determine how long before the prior certificate is revoked.
  • Online Certificate Status Protocol – An alternative form of revocation checking is Online Certificate Status Protocol. The address for the OCSP server can be found in the certificate’s Authority Information Access field.

SSL Ciphers

A Cipher is a collection of algorithms that dictate how session keys are created and how the bulk encryption is performed.

Cipher Suites are negotiated – During the SSL Handshake, the SSL Client and the SSL Server negotiate which cipher algorithms to use. A detailed explanation of ciphers would require advanced mathematics, but here are some talking points:

  • Recommended list of ciphers – Security professionals (e.g. OWASP, NIST) publish a list of the recommended, adequately secure, cipher suites. These ciphers are chosen because of their very low likelihood of being brute force decrypted within a reasonable amount of time.
  • Higher security means higher cost. For SSL, this means more CPU on both the web server (Citrix ADC), and SSL Client. You could go with high bit-size ciphers, but they require exponentially more hardware.
  • Each cipher suite is a combination of cipher technologies. There’s a cipher for key exchange. There’s a cipher for bulk encryption. And there’s a cipher for message authentication. So when somebody says “cipher”, they really mean a suite of ciphers.

Ephemeral keys and Forward SecrecyECDHE ciphers are ephemeral, meaning that if you took a network trace, and if you had a the web server’s private key, it still isn’t possible to decrypt the captured traffic. This is also called Forward Secrecy.

  • DHE = Ephemeral Diffie Hellman, which provides Forward Secrecy.
  • EC = Elliptical Curve, which is a formula that allows smaller key sizes, and thus faster computation.

Ciphers in priority order – The SSL server is configured with a list of supported cipher suites in priority order. The top cipher suite is preferred over lower cipher suites.

  • The highest common cipher between SSL Server and SSL Client is chosen – When the SSL Client starts an SSL connection to an SSL Server, the SSL Client transmits the list of cipher suites that the SSL Client supports. The SSL Server then chooses the highest matching cipher suite. If neither side supports any of the same cipher suites, then the SSL connection is rejected.

Citrix-recommended cipher suites – See Scoring an A+ at SSLlabs.com with Citrix NetScaler – Q2 2018 update for the list of cipher suites that Citrix currently recommends. Every SSL Virtual Server created on the Citrix ADC should be configured with this list of cipher suites in the order listed.

  • GCM ciphers seem to be preferred over CBC ciphers.
  • EC (Elliptical Curve) ciphers seem to be preferred over non-EC ciphers.
  • Ephemeral ciphers seem to be preferred over non-Ephemeral ciphers.
  • This list does not include TLS 1.3 ciphers so you’ll need to manually add the TLS 1.3 ciphers to the cipher group.

Client Certificates

Client Certificate – Another type of certificate is Client Certificate. This is a certificate with private key, just like a Server Certificate. Client Certificates are installed on client machines, and usually are not portable (the private key can’t be exported). Client machines use the Client Certificate to authenticate the client to web servers. This client certificate authentication can simply verify the presence of the certificate on a corporate managed device. Or the user’s username can be extracted from the client certificate and used to authenticate the user.

Client Private Key – The client certificate authentication process requires access to the paired client private key. If the paired client private key is not accessible, then the client certificate cannot be used for client authentication with the web server. The client private key can be installed on a particular machine (e.g. in the machine’s Trusted Platform Module), or the client private key can be portable (e.g. on a Smart Card).

  • Smart cards have a client certificate and private key installed on them.  Users enter a PIN number to unlock the smart card to use the client certificate’s private key. Smart Cards eliminate needing to enter a password to authenticate with a web server.
  • Virtual Smart Cards – There are also virtual smart cards, which use hardware features of the client device to protect the client certificate. The client’s TPM (Trusted Platform Module) encrypts the private key. If the client certificate were moved to a different device, then the new device’s TPM wouldn’t be able to decrypt the private key. Windows Hello for Business and Passport for Work are examples of this technology.

Device Certificates and User Certificates – some client certificates, called device certificates, are assigned to the machine to identify the compliance status of the machine. Other client certificates are assigned to the user so the user can use the user certificate to authenticate with web-based services.

  • Multi-factor authentication with user certificates – The user certificate can be the only authentication method (password-less), or the user certificate can be provided along with additional authentication material for multi-factor authentication.

Password-less authentication – Client Certificates are used extensively in “password-less” authentication scenarios. For example, your client device can be joined to a cloud-hosted device management service, like Azure Active Directory or Intune. Once enrolled, the cloud device management service pushes down a client certificate that is used for future authentications to the cloud service. The cloud device management service also pushes down security policies that might require the user to enter a PIN number or biometric authentication method to unlock the client certificate. Once unlocked, the client certificate can be used to authenticate the machine and/or user to cloud-based services.

Client Certificates for Machine Authentication – some companies want to restrict access to a web server from only company-managed machines. One method of ensuring that the device is company-managed is to push a client certificate (with private key) to the devices, and then require the device’s client certificate in addition to the user’s normal authentication credentials.

Citrix Federated Authentication Service (FAS) uses user certificates for VDA authentication – In a SAML authentication scenario (described later), Citrix VDA does not have access to the user’s password. The only other option to authenticate with Windows is using a user certificate, also called a smart card certificate. The Citrix FAS server automatically generates user certificates for each user that authenticates to StoreFront. The private keys for these user certificates are stored on the FAS server. When the user connects to the VDA, the VDA retrieves the user’s certificate and private key from the FAS server and uses the user certificate to perform client certificate authentication (smart card authentication) with the Active Directory Domain Controllers.

HTTP Authentication

Citrix ADC Authentication Overview

AAA is short for Authentication, authorization, and accounting. AAA is a generic term for performing authentication against remote authentication servers.

Authentication Policy Bind Points – Citrix ADC supports several authentication mechanisms at three different bind points:

  • Citrix Gateway Virtual Server
  • AAA Virtual Server
    • AAA Virtual Server is only available in Citrix ADC Advanced Edition (formerly known as Enterprise Edition) and Premium Edition (formerly know as Platinum Edition). ADC Standard Edition does not include AAA Virtual Servers.
  • Global – for authentication for management access

Load Balancing and AAA – Load Balancing Virtual Servers redirect users to a AAA Virtual Server to perform the authentication. After authentication, the user is redirected back to the Load Balancing Virtual Server.

Citrix Gateway and AAA – Citrix Gateway can use a AAA Virtual Server for nFactor authentication. Or you can bind classic authentication policies directly to the Gateway Virtual Server.

  • AAA licensing – AAA Virtual Server is only available in Citrix ADC Advanced Edition (formerly known as Enterprise Edition) and Premium Edition (formerly know as Platinum Edition). ADC Standard Edition does not include AAA Virtual Servers.

SSL/TLS – All ADC HTTP-based authentication methods require the client to be connected to the ADC using SSL/TLS protocol. If authentication collects credentials using an HTML Form, then the form submission is transferred to the ADC over the encrypted SSL/TLS connection.

nFactor – nFactor allows a series of authentication web forms and authentication policies to be chained together for almost limitless customization of the authentication process. nFactor can be configured on any AAA Virtual Server, including AAA Virtual Servers used by Citrix Gateway and Load Balancing.

  • New ADC authentication features are nFactor only – Citrix seems to be adding new authentication features only to the nFactor platform. For example, StoreFrontAuth, Native One-time Password (OTP), and Gateway Self-Service Password Reset (SSPR) require nFactor. These features are not available on pure Citrix Gateway without a AAA Virtual Server. Be mindful of the licensing requirement for AAA.
  • Endpoint Analysis Scans in nFactor – nFactor also supports Endpoint Analysis and Device Certificate authentication. These were formerly Gateway-only features. With nFactor, they can be used with Load Balancing authentication too.

Authentication Policy Syntax – On Citrix ADC, Authentication Policies can be created using Classic Syntax, or Default (Advanced) Syntax.

  • Classic Syntax authentication policies can be bound to all three bind points.
    • The expression ns_true is an example of Classic Syntax.
  • Default Syntax (Advanced Syntax) authentication policies cannot be bound to a Gateway Virtual Server. The only way for a Gateway to use Default Syntax authentication policies is through a AAA Virtual Server and nFactor authentication.
    • The expression true is an example of Default Syntax.
  • Classic Syntax deprecation – Citrix has announced that Classic Syntax authentication policies will be removed from future versions of Citrix ADC. It is not clear how this affects Citrix Gateway licensing since ADC Standard Edition does not include AAA or nFactor.

NSIP is Source IP for authentication – By default, Citrix ADC uses its NSIP (management IP) as the Source IP when communicating with authentication servers.

  • To use SNIP, load balance – You can force authentication to use a SNIP by load balancing the authentication servers, even if there’s only one authentication server. In this case, the NSIP connects to a VIP, which uses a SNIP to connect to the authentication server. In a network trace, you’ll see both the NSIP and the SNIP.

Back-end Single Sign-on – Once a user has been authenticated by Citrix ADC, ADC can usually perform Single Sign-on to the back-end resource (web page, Citrix StoreFront, etc.).

  • Different authentication methods for client and server – The authentication method that ADC uses to authenticate the user on the client side doesn’t have to match the authentication method that ADC uses for back-end Single Sign-on. For example, Citrix ADC can use LDAP+RADIUS on the client side, and convert it to Kerberos on the server side.

AAA Groups – some authentication methods support extraction of user group membership from the authentication server. If you run cat /tmp/aaad.debug during a user authentication, it should show you any groups that it extracted for the user. On ADC, you can add matching groups in three different places: System (global), AAA, and Gateway. The groups you add on ADC must have names that match exactly (case sensitive) with the group names that were extracted from the authentication server.

  • System Groups provide authorization to the ADC management console GUI. You bind Command Policies to the System Groups. Command Policies are collections of Regular Expressions that match permitted ADC CLI commands. For details, see LDAP Authentication for Management.
  • AAA Groups (not Gateway) provide authorization to back-end web servers and allow different Single Sign-on configurations for different AAA Groups.
  • Gateway AAA Groups provide different Gateway Policies for different AAA Groups. You can bind the following to each AAA Group: Gateway Session Policies, VPN Authorization Policies, VPN IP Pools, Traffic Policies for SSON to back-end servers, Intranet Applications for VPN Split Tunnel, etc. For details, see SSL VPN: AAA Groups.

Default Authentication Group – Many of the ADC Authentication Policies/Servers have a field called Default Authentication Group. If the user successfully authenticated with this authentication server, then the user is added to the Default Authentication Group. If you create a System Group, AAA Group, or Gateway AAA Group with the same case sensitive name that you specified in the Default Authentication Group field of authentication server, then you can bind policies that only apply to users that authenticated with a particular authentication server.

Citrix ADC Authentication Methods Summary

This section is just a summary of some of the available authentications on Citrix ADC. See later sections for detailed explanations of the most commonly used authentication methods.

Citrix StoreFront authentication methods are limited – Citrix StoreFront has native support for Domain Authentication, Kerberos (aka Domain Pass-though), and SAML. StoreFront’s SAML capabilities are limited. If you need any authentication beyond what StoreFront supports, then you need to offload StoreFront authentication to Citrix ADC and Citrix Gateway. RADIUS is a glaring omission from the list of supported StoreFront authentication protocols.

  • Single Sign-on (SSON) from Citrix Gateway to StoreFront – after the Citrix Gateway authenticates the user, the ADC can SSON to StoreFront so StoreFront doesn’t have to ask for authentication again.
  • Citrix Gateway Callback – for password-less SSON from ADC to StoreFront, StoreFront can initiate a back-channel connection from StoreFront to ADC to verify that the the ADC actually authenticated the user. This is called the Gateway Callback URL.
    • SmartAccess – The Gateway Callback URL is also used by StoreFront to get more information about the authentication context, which can later be used in Citrix Virtual Apps and Desktops (CVAD) SmartAccess configurations.

LDAP for Active Directory authentication – Citrix ADC supports LDAP protocol to authenticate with Domain Controllers.

  • LDAP vs Kerberos – LDAP is just one of the authentication protocols supported by Active Directory. Another common authentication mechanism is Kerberos. Kerberos and LDAP are completely different technologies.
  • HTML logon page – Users typically enter LDAP credentials in a HTML Form logon page generated by the Citrix ADC.
  • LDAP Protocol – Citrix ADC then uses LDAP protocol to transmit the entered credentials to a Domain Controller for verification. Ideally, LDAP Protocol should be encrypted using Domain Controller certificates.

RADIUS for multi-factor authentication – Citrix ADC supports RADIUS protocol to authenticate to multi-factor authentication products.

  • No Native SecurID support – Citrix ADC does not have native support for RSA SecurID so RADIUS must be used instead.
  • RADIUS is supported by almost every multi-factor authentication product – but RADIUS is usually not enabled on the product by default.
    • On-prem RADIUS servers – Cloud-hosted authentication products, like Duo and Azure MFA, require installation of an on-premises RADIUS server. Duo has a program called the Duo Proxy, which supports RADIUS. Azure MFA has a plug-in for Microsoft Network Policy Server, which is a RADIUS server.
  • RADIUS credentials can be collected by a HTML logon page – RADIUS credentials are typically a PIN number plus a passcode displayed on a smartphone. Citrix ADC uses the RADIUS protocol to transmit the entered credentials to an authentication server for verification.
  • RADIUS supports non-password authentication methods, like phone calls and text messaging. For these methods, the user does not enter anything in the RADIUS password field on the HTML logon page. Or, the Citrix ADC administrator can hide the RADIUS password field from the HTML logon page. Even if the field is hidden, Citrix ADC still contacts the RADIUS server to perform the password-less authentication.
  • RADIUS Challenge – RADIUS servers can send back a prompt (RADIUS Challenge) asking the user to provide more authentication information. Some send back an HTML form asking the user what kind of authentication to perform – phone call, SMS, phone notification, etc. Citrix ADC will happily display the RADIUS Challenge to the user.
    • HTML-based RADIUS Challenges might not work in Citrix Receiver or Citrix Workspace app.

RADIUS is typically combined with LDAP.

  • A single HTML logon page can ask the user to enter both the AD password and the two-factor passcode at the same time.
    • Citrix ADC uses LDAP to authenticate the user into Active Directory.
    • Citrix ADC uses RADIUS to verify the two-factor passcodes.
  • Citrix Receiver and Citrix Workspace app require special configuration to support RADIUS as a second password field. Specifically, the LDAP password field and the RADIUS password field must be swapped.

SAML offloads authentication from the website or ADC to a separate Identity Provider (IdP) – The web site (and ADC) the user is trying to access is called the Service Provider (SP), which redirects the user to an Identity Provider (IdP) to perform the offloaded authentication. The SP and IdP can be different organizations.

  • Identity Providers usually require multi-factor authentication.
  • The user’s password stays at the Identity Provider. The Service Provider never sees the user’s password.
  • Trust between the Identity Provider and the Service Provider is provided by certificates. The two entities share certificates with each other to verify each other’s identity using digital signatures.

Kerberos is another method of authenticating with Active Directory.

  • Kerberos authentication and LDAP authentication are completely different authentication methods.
  • Kerberos tickets – Kerberos authentication uses tickets that are provided by a Domain Controller. The client machine must be able to communicate with a Domain Controller to get the tickets. This means Kerberos usually doesn’t work on the Internet, at least not without a VPN connection.
  • If Citrix ADC uses Kerberos to Single Sign-on to the back-end web servers, then Citrix ADC needs connectivity to internal DNS and internal Domain Controllers to get the tickets.

OAUTH allows a user to delegate service access to a separate program. The program can then access a different Service (HTTP API) as the user but without the user being present. This is a form of delegation.

  • OAUTH is used extensively in cloud services. If you see Google, Twitter, Facebook, or Azure Active Directory asking you to authorize a program to access your Profile information, then that’s OAUTH.
    • Azure Active Directory is primarily an OAUTH directory. It also supports SAML.
    • Azure Active Directory does not support Kerberos or LDAP.
  • Consent Form – If a program needs to access a website on your behalf, then the program will redirect you to the website’s OAUTH Authorization Server to authorize the delegation by presenting you with a Consent Form. The Consent Form indicates the permissions that the program will have in your account. Once you approve the access, the program can then access your account directly without needing to ask you for permission again.
    • Access Token – The OAuth Authorization Server returns an Access Token to the program, which can then be used by the program to authenticate to HTTP-based APIs. The program automatically renews the Access Token periodically by asking to OAUTH Authorization Server to refresh the Access Token.
    • Revoke Access Token – A user can revoke a program’s Access Token so the program can no longer access the user’s account.
  • OpenID Connect is an authentication mechanism built on top of OAUTH where the goal is to get an ID Token instead of an Access Token.
    • The ID Token makes OAUTH operate more like SAML and can be used in place of SAML.
    • JWT instead of XML – The OpenID ID Token is a signed JSON Web Token (JWT), instead of an XML document that’s used in SAML.
  • Book on OAuth – For an excellent book on OAuth and OpenID Connect, see OAuth 2 in Action.

StoreFrontAuth delegates Active Directory authentication to an internal Citrix StoreFront server. StoreFront servers are usually domain-joined so it’s easier for StoreFront to perform the domain authentication. With StoreFrontAuth, you no longer need to perform LDAP authentication on the Citrix ADC. However, since StoreFront doesn’t support RADIUS, you’ll still need the ADC to perform RADIUS authentication.

  • StoreFrontAuth requires the ADC appliance to be licensed for nFactor authentication.

Citrix ADC Native OTP (one-time passwords) – instead of purchasing a multi-factor authentication product, Citrix ADC has native support for two-factor passcode authentication using smart phone apps like Google Authenticator.

  • ADC Native OTP requires Citrix ADC Advanced Edition (formerly know as Enterprise Edition) because it relies on nFactor.
  • ADC Native OTP stores client secrets in an Active Directory user attribute.
  • ADC Native OTP has security challenges with device registration. For example, access to the device registration web page only requires single-factor authentication.

LDAP (Lightweight Directory Access Protocol)

LDAP authentication process:

  1. HTML Form to gather credentials – Citrix ADC prompts user to enter a username and password, typically from an ADC-generated HTML Form.
  2. Connect to LDAP Server – Citrix ADC connects to the LDAP Server on TCP 389 or TCP 636, depending on if encryption is enabled or not.
  3. Citrix ADC logs into LDAP using a Bind account. This LDAP Bind account is an Active Directory service account whose password never expires. The only permissions the Bind account needs is to be able to search the LDAP directory. Domain Users group usually has this permission and thus it does not need Domain Admins permission.
  4. Citrix ADC sends an LDAP Query to the LDAP Server. The LDAP Query asks the LDAP Server to find the username that was entered in step 1. An LDAP Query is like a SQL Query. The LDAP Server finds the user somewhere in the directory tree and returns the user’s full Distinguished Name (DN), which is the full path to the user’s account in the directory.
  5. Login as user’s DN – Citrix ADC reconnects to the LDAP Server but this time logs in as the user’s DN (from step 4), and the user’s password (from step 1).
  6. Extract attributes – After authentication, Citrix ADC can be configured to extract attributes from the user’s LDAP account. A common configuration is to extract the user’s group membership. Another is to get the user’s userPrincipalName so it can be used during Single Sign-on to back-end web servers.

Password expiration requires LDAP encryption – If the user’s password has expired, then Citrix ADC can prompt the user to change the password. However, the user’s password can only be changed if the LDAP connection is encrypted, which means certificates must be installed on the LDAP servers (Active Directory Domain Controllers).

  • Password expiration reminders – Citrix ADC generally does not inform the user how long before the user’s password expires.
    • Citrix Gateway 12.1 can show reminder of password expiration in the RfWebUI Portal Theme when connecting to the Citrix Gateway’s built-in portal using Clientless Access.
    • StoreFront through Citrix Gateway does not show a reminder of user’s password expiration.
    • If you configure the VPN Home Page to something other than the built-in portal, then the user will not see any ADC-provided password expiration reminders.
  • Domain Controller certificates – The easy way to install certificates on domain controllers is to build a Microsoft Certification Authority in Enterprise Mode. Once the CA server is online, the Domain Controllers will auto-generate their own domain controller certificates.

LDAP Communication Protocols:

  • Clear text LDAP connects to the LDAP Server on TCP 389.
  • Two encrypted LDAP protocols – If the LDAP server has a certificate, then you can use one of two different encrypted protocols to connect to the LDAP Server.
    • Secure LDAP (LDAPS) – LDAPS is a different port number than LDAP, just like HTTPS is a different port number than HTTP. LDAPS is typically TCP 636 to the LDAP Server.
      • LDAPS is also called LDAP over SSL/TLS.
    • LDAP Start TLS – LDAP Start TLS starts as a clear text connection to the LDAP Server on TCP 389. Then both sides of the connection negotiate encryption parameters, and switch to encrypted communication on TCP 389.
      • Don’t confuse Start TLS with SSL/TLS. SSL/TLS (LDAPS) requires negotiated encryption at the start of the connection. Start TLS doesn’t start encryption until the clear text connection is established. To force LDAP to be encrypted, it’s better to use LDAPS instead of Start TLS.

The LDAP Server configuration on Citrix ADC has some interesting fields:

  • Server Logon Name Attribute is the name of the LDAP Attribute that contains the user name that was entered by the user in the HTML Logon Form. This attribute is typically set to sAMAccountName, which is the short user name. For multi-domain scenarios, you can change it to userPrincipalName, which has values that look like email address. If it’s set to userPrincipalName, then users need to enter their userPrincipalName in the ADC HTML Logon Page. Karim Buzdar at samAccountName Vs userPrincipalName explains the difference between the two.
  • SSO Name Attribute is the name of the LDAP attribute that Citrix ADC extracts from LDAP and then uses as the username when performing Single Sign-on (SSON) to back-end web servers (e.g. Citrix StoreFront). For multiple Active Directory domains and SSON to Citrix StoreFront, this field can be set to userPrincipalName to simplify how domain names are transmitted to StoreFront. For more details, see LDAP Authentication: Multiple Domains – UPN Method.
  • Search Filter controls the LDAP Query that is sent during LDAP authentication. A common usage of the LDAP Search Filter is to only return users that are members of a specific AD Group. For example, you can limit management access to ADC to only members of an ADC Administrator group. See LDAP Authentication for Management

Multiple Active Directory domains – Citrix ADC is based on UNIX, which means it does not understand Active Directory domains. Configuring ADC to handle multiple domains isn’t too difficult, but it’s more challenging to send the domain name when performing Single Sign-on to back-end web servers like Citrix StoreFront. For more details, see LDAP Authentication: Multiple Domains.

RADIUS (Remote Authentication Dial-In User Service)

RADIUS Client – RADIUS will not work unless you ask the RADIUS administrator to add Citrix ADC NSIP (or SNIP if load balancing) as a RADIUS Client. Ask the RADIUS server administrator to add the ADC NSIP and SNIP as RADIUS Clients.

  • Secret key – The RADIUS administrator then gives you the secret key that was configured for the RADIUS Client. You enter this secret key in Citrix ADC when configuring RADIUS authentication.

RADIUS authentication process:

  1. HTML Form to gather credentials – Citrix ADC prompts the user to enter username and passcode, typically from an ADC-generated HTML Form.
  2. Send login request to RADIUS server – Citrix ADC sends a login request (Access-Request) to the RADIUS Server on UDP 1812. Since it’s UDP, there’s no acknowledgment from the Server.
    1. Passcode encryption using shared secret – The user’s passcode in the RADIUS packet is encrypted using the RADIUS Client’s shared secret key that is configured on the Citrix ADC and RADIUS Server. The secret key entered on Citrix ADC must match the secret key configured on the RADIUS Server. Each RADIUS Client usually has a different secret key.
    2. RADIUS Attributes – The RADIUS Client (Citrix ADC) adds RADIUS attributes to the packet to help the RADIUS Server identify how the user is connecting. These attributes include: time of day, client IP, etc.
  3. RADIUS Server:
    1. RADIUS Clients configured on RADIUS Server – The RADIUS Server first verifies that the RADIUS Client (Citrix ADC) is authorized to perform authentication. The NAS IP (Citrix ADC Source IP) of the RADIUS Access-Request packet is compared to the list of RADIUS Clients configured on the RADIUS Server. If there’s no match, RADIUS does not respond.
    2. Shared secret – The RADIUS server finds the RADIUS Client and looks up the shared secret key. The secret key decrypts the passcode in the RADIUS Access-Request packet.
    3. Verify RADIUS Attributes – RADIUS Server uses the RADIUS Attributes in the Access-Request packet to determine if authentication should be allowed or not.
    4. Authenticate the user – RADIUS authenticates the user. Most RADIUS Server products have a local database of usernames and passwords. Some can authenticate with other authentication providers, like Active Directory.
    5. Access-Accept and Attributes – RADIUS sends back an Access-Accept message. This response message can include RADIUS Attributes, like a user’s group membership.
  4. RADIUS Challenge – RADIUS Servers can also send back an Access-Challenge, which asks the user for more information. Citrix ADC displays the RADIUS-provided Challenge message to the user, and sends back to the RADIUS Server whatever the user entered.
    1. SMS authentication uses RADIUS Challenge. The RADIUS server might send a SMS passcode to a user’s phone using SMS. Then RADIUS Challenge prompts the user to enter the SMS passcode.
  5. Extract RADIUS Attributes – Citrix ADC can be configured to extract the returned RADIUS Attributes and use them for authorization (e.g. AAA Groups).

SAML (Security Assertion Markup Language)

SAML uses HTTP Redirects to perform its authentication process. This means that HTTP Clients that don’t support Redirects (e.g. Citrix Receiver) won’t work with SAML.

SAML SP – The resource (webpage) the user is trying to access is called the SAML SP (Service Provider). No passwords are stored or accessible here.

SAML IdP– The authentication provider is called the SAML IdP (Identity Provider). This is where the usernames and passwords are stored and verified.

SAML SP Authentication Process:

  1. User tries to access a Citrix ADC VIP (Citrix Gateway or AAA) that is configured for SAML SP Authentication.
    1. Citrix ADC creates a SAML Authentication Request and signs it using a certificate (with private key) on the ADC.
    2. Citrix ADC sends to the user’s browser the SAML Authentication Request, and a HTTP Redirect (301) that tells the user’s browser to go to the SAML IdP’s authentication Sign-on URL (SSO URL).
  2. The user’s browser redirects to the IdP’s Sign-on URL and gives it the SAML Authentication Request that was provided by the Citrix ADC.
    1. The SAML IdP verifies that the SAML Authentication Request was signed by the Citrix ADC’s certificate.
    2. The SAML IdP authenticates the user. This can be a web page that asks for multi-factor authentication. Or it can be Kerberos Single Sign-on. It can be pretty much anything.
    3. The SAML IdP creates a SAML Assertion containing SAML Claims (Attributes). At least one of the attributes is Name ID, which usually matches the user’s email address. The SAML IdP can be configured to send additional attributes (e.g. group membership).
    4. The SAML IdP signs the SAML Assertion using its IdP certificate (with private key).
    5. The SAML IdP sends the SAML Asseration to the user’s browser and asks the user’s browser to Redirect (301) back to the SAML SP’s Assertion Consumer Service (ACS) URL, which is different from the original URL that the user requested in step 1.
  3. The user’s browser redirects to the ACS URL and submits the SAML Assertion.
    1. The SAML SP verifies that the SAML Token was signed by the SAML IdP’s certificate.
    2. The SAML SP extracts the Name ID (email address) from the SAML Assertion. Note that the SAML SP does not have the user’s password; it only has the user’s email address.
    3. The SAML SP sends back to the user’s browser a cookie that indicates that the user has now been authenticated.
    4. The SAML SP sends back to the user’s browser a 301 Redirect, which redirects the browser to the original web page that the user was trying to access in step 1.
  4. The user’s browser submits the cookie to the website. The website uses the cookie to recognize that the user has already been authenticated, and lets the user in.

Multiple SAML SPs to one SAML IdP – The SAML IdP could support authentication requests from many different SAML SPs, so the SAML IdP needs some method of determining which SAML SP sent the SAML Authentication Request. One method is to have a unique Sign On URL for each SAML SP. Another method is to require the SAML SP to include an Issuer Name in the SAML Authentication Request. In either case, the SAML IdP looks up the SAML SP’s information to find the SAML SP’s certificate (without private key), and other SP-specific information.

SAML Certificates:

  • SP Certificate – Citrix ADC uses a certificate to sign the SAML Authentication Request. This Citrix ADC certificate must be copied to the IdP.
  • IdP Certificate – The IdP uses a certificate to sign the SAML Assertion. The IdP certificate must be installed on the Citrix ADC.

SAML Configuration is usually performed first on the IdP – at the IdP, you add a Relying Party or Service Provider.

  • Provide the following information for the Server Provider (ADC)
    • Service Provider Assertion Consumer Service (ACS) URL – for Citrix Gateway, the URL ends in /cgi/samlauth
    • Service Provider Entity ID – to identify the service provider – configure it identically on both the IdP and on the ADC
    • IdP attribute (e.g. email address) that you want to send back in the Name ID claim
  • Download the IdP’s certificate and import it to the ADC
  • Copy the IdP’s Sign On URL and configure it on the ADC

Shadow Accounts – The SAML IdP sends the user’s email address to the SAML SP. The SAML SP has its own directory it uses to authorize users to SP resources. The email address provided by the SAML IdP is matched with a user account at the SAML SP’s directory. Even though the user’s password is never seen by the SAML SP, you still need to create user accounts for each user at the SAML SP. These SAML SP user accounts can have fake passwords. The SAML SP user accounts are sometimes called shadow accounts. The shadow accounts are assigned permissions to SP resources, like Citrix Virtual Apps and Desktops (CVAD) published applications.

  • Shadow Account userPrincipalNames – If the SAML SP relies on Active Directory for permissions, then the local AD shadow accounts must have a userPrincipalName that matches the email address claim that came from the SAML IdP. You might have to add custom DNS suffixes to your Active Directory forest to make the UPNs match.
  • Citrix Virtual Apps and Desktops (CVAD) is an example Service Provider that relies on Active Directory.

SAML and lack of user password – Not having access to passwords limits the back-end Single Sign-on authentication options at the SAML SP. Without a password, you can’t authenticate to Active Directory using LDAP or NTLM.

  • Kerberos Constrained Delegation (KCD) and Citrix VDA – Citrix ADC supports Kerberos Constrained Delegation (KCD), which means ADC can request Kerberos tickets from a Domain Controller on behalf of another user. KCD does not need access to the user’s password. However, Citrix Virtual Apps and Desktops (CVAD) does not support Kerberos tickets for VDA authentication.
  • Smart Card Logon to Citrix VDA – Instead of Kerberos tickets, Citrix VDA supports authentication using user certificates (smart card certificates) generated by Citrix Federated Authentication Service (FAS). FAS generates certificates for local Active Directory shadow accounts whose UPN matches the email addresses provided by the SAML IdP.

Kerberos

Kerberos authentication process (simplified):

  1. User tries to access a web page that is configured with Negotiate authentication.
  2. To authenticate to the web page, the user must provide a Kerberos Service ticket. The Kerberos Service ticket is requested from a Domain Controller.
    1. The Kerberos Service ticket is limited to the specific Service that the user is trying to access. In Kerberos parlance, the resource the user is trying to access is called the Service Principal Name (SPN). User asks a Domain Controller to give it a ticket for the SPN.
    2. Web Site SPNs are usually named something like HTTP/www.company.com. It looks like a URL, but actually it’s not. There’s only one slash, and there’s no colon. The text before the slash is the service type. The text after the slash is the DNS name of the server running the service that the user is trying to access.
  3. If the user has not already been authenticated with a Domain Controller, then the Domain Controller will prompt the user for username and password.
    1. The Domain Controller returns a Ticket Granting Ticket (TGT).
  4. The user presents the TGT to a Domain Controller and asks for a Service Ticket for the Target SPN. The Domain Controller returns a Service Ticket.
  5. The user presents the Service Ticket to the web page the user originally tried to access in step 1. The web page verifies the ticket and lets the user in.

The Service and the Domain Controller do not communicate directly with each other. Instead, the Kerberos Client talks to both of them to get and exchange Tickets.

Kerberos Delegation – The Kerberos Service Ticket only works with the Service listed in the Ticket. If that Service needs to talk to another Service on the user’s behalf, this is called Delegation. By default, Kerberos will not allow this Delegation. You can selectively enable Delegation by configuring Kerberos Constrained Delegation in Active Directory.

  • In Active Directory Users & Computers, edit the AD Computer Account for the First Service. On the Delegation tab, specify the Second Service. This allows the first Service to delegate user credentials to the Second Service. Delegation will not be allowed from the First Service to any other Service.

Kerberos Impersonation – If Citrix ADC has the user’s password (maybe from LDAP authentication), then Citrix ADC can simply use those credentials to request a Kerberos Service Ticket for the user from a Domain Controller. This is called Kerberos Impersonation.

Kerberos Constrained Delegation – If the Citrix ADC does not have the user’s password, then Citrix ADC uses its own AD service account to request a Kerberos Service Ticket for the back-end service. The service account then delegates the user’s account to the back-end service. In other words, this is Kerberos Constrained Delegation. On Citrix ADC , the service account is called a KCD Account.

  • The KCD Account is just a regular user account in AD.
  • Use setspn.exe to assign a Kerberos SPN to the user account. This action unlocks the Delegation tab in Active Directory Users & Computers.
  • Then use Active Directory Users & Computers to authorize Kerberos Delegation to back-end Services.

Negotiate – Kerberos and NTLM – Web Servers are configured with an authentication protocol called Negotiate (SPNEGO). This means Web Servers will prefer that users login using Kerberos Tickets. If the client machine is not able to provide a Kerberos ticket (usually because the client machine can’t communicate with a Domain Controller), then the Web Sever will instead try to do NTLM authentication.

  • NTLM is a challenge-based authentication method. NTLM sends a challenge to the client, and the client uses the user’s Active Directory password to encrypt the challenge. The web server then verifies the encrypted challenge with a Domain Controller.
  • Negotiate on client-side with NTLM Web Server fallback – Citrix ADC appliances can use Negotiate authentication protocol on the client side (AAA or Citrix Gateway). Negotiate will prefer Kerberos tickets. If Kerberos tickets are not available, then Negotiate can use NTLM as a fallback mechanism. In the NTLM scenario, Citrix ADC can be configured to connect to a domain-joined web server for the NTLM challenge process. By using a separate web server for the NTLM challenge, there’s no need to join the Citrix ADC to the domain.

HTTP

URLs

HTTP URL format: e.g. https://www.corp.com:444/path/page.html?a=1&key=value

  • https:// = the scheme. Essentially, it’s the protocol the browser will use to access the web server. Either http (clear-text) or https (SSL/TLS).
  • www.corp.com = the hostname. It’s the DNS name that the browser will resolve to an IP address. The browser then connects to the IP address using the specified protocol.
  • :444 = port number. If not specified, then it defaults to port 80 or port 443, depending on the scheme. Specifying the port number lets you connect to a non-standard port number, but firewalls might not allow it.
  • /path/page.html = the path to the file that the Browser is requesting.
  • ?a=1&key=value = query parameters to the file. The query clause beings with a ? immediately following the file name. Multiple parameters (key=value pairs) are separated by &. Query parameters are a method for the HTTP Client to upload a small amount of data to the Web Server. There can be many query parameters, or just one parameter.
    • An alternative to query parameters is to put the uploaded data in the body of an HTTP POST request.

URLs must be safe encoded (Percent encoded), meaning special characters are replaced by numeric codes (e.g. # is replaced by %23). See https://en.m.wikipedia.org/wiki/Percent-encoding.

HTTP Methods – HTTP supports several HTTP methods, with the most common being GET, POST, PUT, and DELETE. There are also less common HTTP methods like OPTIONS and CONNECT. Web Browsers typically only use GET and POST in their HTTP Requests. The other HTTP Methods are used by REST APIs.

  • GET method retrieves (downloads) a file.
    • Parameters to the GET request are added to the end of the URL in the Query section.
    • HTTP Request Headers also affect how the file is retrieved.
  • POST method uploads data to a web server (web application). The POST method includes a path to a web server script file that will process the upload. The HTTP Body of a POST Method usually contains one of the following;
    • HTML Form field data – user fills out a form and clicks Submit. This causes the browser to send a POST Request with the Body containing each of the HTML Form field names and the values entered by the user. The format of the POST Body is similar to field1name=value&field2name=value. Web Servers extract the field names and their values and saves them as variables that the web server scripts can access.
    • JSON or XML file upload – these JSON or XML files are generated by scripts or programs. The web server receives the JSON or XML files and does something programmatic with them.
    • Raw file upload – typically a full file that needs to be saved somewhere on the web server.
  • HTTP-based REST APIs use all four of the common HTTP Methods for the following purposes:
    • GET method retrieves an object in JSON or XML format. The arguments for the retrieval of the object (or objects) are specified in a JSON or XML document included in the body of the HTTP Request.
    • POST method creates a new object. The POST method path specifies the name of the object that needs to be created. The arguments for the new object are specified in a JSON or XML document included in the body of the HTTP Request.
    • PUT method modifies an existing object. The PUT method path specifies which object needs to be modified. The arguments for the modified object are specified in a JSON or XML document included in the body of the HTTP Request.
    • DELETE method deletes an existing object. The DELETE method path specifies which object needs to be deleted. The arguments for the object deletion operation are specified in a JSON or XML document included in the body of the HTTP Request.

HOST Header – web browsers insert a HTTP header named Host into the HTTP Request Packet. The value of this Host header is whatever hostname the user typed into the browser’s address bar. It’s the part of the URL after the scheme (http://), and before the port number (:81) or path (/).

  • Web Servers use the Host Header to serve multiple websites on one IP address – Each hosted website has a different Host Header value configured. The web server matches the Host header in the HTTP Request packet with the website’s configured Host Header value and serves content from the matching website.
    • In IIS, if you edit the port number bindings for a website, there’s a field to enter a host name. If you enter a host name value in this field, then the website can only be accessed if the same value is in the HTTP Request’s Host header. If you try to connect to the website by entering its IP address into your browser’s address bar, then you won’t see the website because the Host header won’t match.
  • Citrix ADC Load Balancing Monitors do not include the Host Header by default. If the Web Server requires the Host Header, then you must modify the Citrix ADC Monitor configuration to specify the Host header.

HTTP Body vs HTML Body – HTTP Body and HTML Body are completely different.

  • An HTML file contains an HTML Head section and an HTML Body section. But these are just sections in one HTML file.
  • An HTTP Response Body contains an entire HTML file. Or an HTTP Body can contain non-HTML files or data. HTML is just one of the file types that an HTTP Body can transport.

For a detailed explanation of the HTTP Protocol including the various HTTP headers, see the book named HTTP: The Definitive Guide. This book was published years ago but is still relevant today.

WebSocket – WebSocket enables a client machine and a server machine to use HTTP to establish a long-lived, two-way (bidirectional) TCP communications channel. WebSocket is initiated from the client machine, so you don’t have to open any firewall ports. The client machine sends an HTTP Request to a WebSocket server asking the WebSocket server to upgrade the HTTP Connection to a WebSocket connection. After the connection upgrade, HTTP is no longer needed, and the two machines can transmit anything across the WebSocket connection. The bidirectional aspect of WebSocket allows a server to send packets to the client machine without having to wait for a request to come from the client. One of the main purposes of WebSocket is to bypass inbound firewall restrictions.

  • HTTP and WebSocket – Not all HTTP servers support WebSocket. WebSocket is not HTTP. HTTP is only used to setup the WebSocket connection. Once WebSocket is established, then there’s no more HTTP. WebSocket runs on the same port numbers as HTTP, usually SSL/TLS port 443.
  • WebSocket and Citrix Cloud Connector – Citrix Cloud Connector establishes a WebSocket connection with Azure Service Bus. Citrix Cloud then uses the Azure Service Bus connection to send commands to the on-premises Citrix Cloud Connector machines.
  • WebSocket and Citrix Workspace app for HTML5 – if a user does not have Workspace app installed on the local machine, then the user can instead use a “light” workspace app, which means HTML5. When the user launches an app from StoreFront, the “light” client is downloaded as JavaScript that initiates a WebSocket connection with Citrix Gateway. Citrix Gateway then creates an ICA connection to the VDA machine.

Cookies

Client-side Data Storage – Web Servers sometimes need to store small pieces of data in a user’s web browser. The user’s browser is then required to send the data back to the web server with every HTTP Request. Cookies facilitate this small data storage.

Set-Cookie – Web Servers add a Set-Cookie header to the HTTP Response. This Response Header contains a list of Cookie Names and Cookie Values.

Cookies are linked to domains – The Web Browser stores the Cookies in a place that is associated with the DNS name (host name) that was used to access the web site. The next time the user submits an HTTP Request to that DNS name, all Cookies associated with that host name are sent in the HTTP Request using the Cookie HTTP Request header.

  • Notice that the two headers have different names. HTTP Response has a Set-Cookie header, while HTTP Request has a Cookie header.

Cookie security – Cookies from other domains (other DNS names, other web servers) are not sent. Cookies usually contain sensitive data (e.g. session IDs) and must not be sent to the wrong web server. Hackers will try to steal Cookies so they can impersonate the user.

Cookie lifetimes are either Session Cookies, or Persistent Cookies. Session Cookies are stored in the browser’s memory and are deleted when the browser is closed. Persistent Cookies are stored on disk and available the next time the browser is launched.

  • Expiration date/time – Persistent Cookies sent from the Web Server come with an expiration date/time. This can be an absolute time, or a relative time.

Citrix ADC Cookie for Load Balancing persistence – Citrix ADC can use a Cookie to maintain load balancing persistence. The name of the Cookie is configurable. The Cookie lifetime can be Session or Persistent. The Cookie’s value specifies the name of the Load Balancing Service (web server) that the user’s browser last accessed so the same Service can be used in the next connection.

Web Server Sessions

Web Server Sessions preserve user data for a period of time – When users log into a web site, or if the data entered by a user (e.g. shopping cart) needs to be preserved for a period of time, then a Web Server Session needs to be created for each user.

Web Server Sessions are longer than TCP Connections – Web Server Sessions live much longer than a single TCP Connection, so TCP Connections cannot delineate a session boundary.

Each HTTP Request is singular – There’s nothing built into HTTP to link one HTTP Request to another HTTP Request. Various fields in the HTTP Request can be used to simulate a Web Server Session, but technically, each HTTP Request is completely separate from other HTTP Requests, even if they are from the same user/client.

Server-side Session data, and Client-side Session ID – Web Server Sessions have two components – server-side session data, and some kind of client-side indicator so the web server can link multiple HTTP Requests to the same server-side session.

A Cookie stores the Session ID – On the client-side, a session identifier is usually stored in a Cookie. Every HTTP Request performed by the client includes the Cookie, so the web server can easily associate all of these HTTP Requests with a Server-side session.

Server-side data storage – On the server-side, session data can be stored in several places:

  • Memory of one web server – this method is the easiest, but requires load balancing persistence
  • Multiple web servers accessing a shared memory cache (e.g. Redis)
  • Shared Database – each load balanced web server can pull session data from the database. This is typically slower than memory caches.

Load Balancing Persistence and Web Server Sessions – some web servers store session data on the same web server the user initially connected to. If the user connects to a different web server, then the old session data can’t be retrieved, thus causing a new session. When load balancing multiple identical web servers, to ensure the user always connects to the same web server that was initially chosen by the user, configure Persistence on the load balancer.

Persistence Methods – When the user first connects to a Load Balancing VIP, Citrix ADC uses its load balancing algorithm to select a web server. Citrix ADC then needs to store the chosen server’s identifier somewhere. Here are common storage methods:

  • Cookie – the chosen server’s identifier is saved on the client in a Cookie. The client includes the ADC persistence Cookie in the next HTTP request, which lets Citrix ADC send the next HTTP Request to the same web server as before. Pros/Cons:
    • No memory consumption on Citrix ADC
    • Cookie can expire when the user’s browser is closed
    • Each client gets a different Cookie, even if multiple clients are behind a common proxy.
    • However, not all web clients support Cookies.
  • Source IP – Citrix ADC records the client’s Source IP into its memory along with the web server it chose using its load balancing algorithm. Pros/Cons:
    • Uses Citrix ADC Memory
    • If multiple clients are behind a proxy (or common outgoing NAT), then all of these clients go to the same web server. That’s because all of them appear to be coming from one IP address. The same is true for all clients connecting through one Citrix Gateway.
    • Works with all web clients.
  • Rule-based persistence – use a Citrix ADC Policy Expression to extract a portion of the HTTP Request and use that for persistence. Ultimately, it works the same as Source IP, but it helps for proxy scenarios if the proxy includes the Real Client IP in one of the HTTP Request Headers (e.g. X-Forwarded-For).
  • Server Identifier – the HTTP Response from a web server instructs the web client to append a Server ID to every URL request. The Citrix ADC can match the Server ID in the URL with the web server. Citrix Endpoint Management (XenMobile) uses this method.

Authentication and Cookie Security – If a web site requires authentication, it would be annoying if the user had to login again with every HTTP Request. Instead, most authenticated web sites return a Cookie, and that Cookie is used to authorize subsequent HTTP Requests from the same user/client/browser.

  • Web App Firewall (WAF) Cookie Protection – Since the Web Session Cookie essentially grants permission, security of this Cookie is paramount. Citrix ADC Web App Firewall has several protections for Cookies.

HTML Forms

Get Data from user – if the web site developer wants to collect any data from a user (e.g. Search term, account login, shopping cart item quantity, etc.), then the web developer creates HTML code that contains a <form> element.

Form fields – Inside the <form> element are one or more form fields that let users enter data (e.g. Name, Quantity), or let users select an option (drop-down box).

Submit button – The last field is usually a Submit button.

Field names – Each of the fields in the form has a unique name.

Field values – When a user clicks Submit, typically JavaScript on the client side ensures that the data was entered correctly. This is more about convenience than security. If users enter letters into a zip code field, JavaScript can immediately prompt the user to enter a zip code in the correct format.

GET and POST – The data is then submitted to the web server using one of two methods: GET or POST.

  • With GET, each of the field names and field values is put in the Query String portion of the URL (e.g. ?field1=value1&field2=value2), which is after the path and file name.
  • With POST, the HTTP Request Method is set to POST, and the field names and field values are placed in the Body of the HTTP Request.
  • The POST method is typically more secure. Web Servers can log the entire GET Method, including query strings. But POST parameters in the body are never logged.

Web server validates HTML form data – When a script on the web server receives the HTML form data, the script must validate the input. Do not rely on client-side Javascript to validate the data. Instead, all HTML form data must be inspected by the web server script for SQL Injection, Cross-site Scripting, etc.

  • Citrix ADC Web App Firewall (WAF) can do this inspection before the form data reaches the web server.
  • WAF can also validate the form fields. For example, Citrix ADC WAF can ensure that only numeric characters can be entered in a zip code field.

Web App Firewalls for HTML Forms – HTML Forms are the most sensitive feature in any web application since a hacker can use a form to upload malicious content to the web server. Web Developers must write their web server code in a secure manner. Use features like Citrix ADC Web App Firewall to provide additional protection.

  • WAF for JSON, XML – Other forms of submitting data to web servers, like JSON objects, XML documents, etc. should also be inspected. Citrix ADC Web App Firewall can do this too.

Asynchronous JavaScript (AJAX)

JavaScript AJAX – JavaScript on the client side can send HTTP Requests to Web Servers. Web Servers send back a response in JSON or XML format.

JSON is JavaScript Object Notation – JavaScript scripts can create objects (similar to hash tables) using JSON notation. Curly braces surround the object. Each element is “name”:”value” pair. The values can be more JSONs. And values can be an array of values, including more JSONs. JSONs can be embedded within other JSONs. JSONs are very familiar to any JavaScript developer.

JSON vs XML

  • JSON is smaller than XML. XML is marked up with human-readable tags, bloating the size. JSON contains data, curly braces, colons, quotes, and square brackets. That’s it. Very little of it is dedicated to markup so most of it is pure data.
  • Familiarity – Since JavaScript developers already know how to create JSONs, there’s nothing new to learn, unlike XML.

AJAX enables Single Page Applications (SPA) – JavaScript reads the contents of the HTTP response and uses it for any purpose. For example, JavaScript can use the data in the response to build a table in the webpage and display it to the user. This allows data on the page to change dynamically without requiring a full page reload.

REST API

Commercial systems have a programmatically-accessible API (Application Programming Interface) that allows programs and scripters to control a remote system. Some API commands retrieve information from the system. Other API commands invoke actions (e.g. create object) in the system.

Use HTTP to call API functions – Modern APIs can be activated using the HTTP Protocol. Create a specially-crafted HTTP Request and send it to an HTTP endpoint that is listening for API requests.

SOAP Protocol – Older HTTP-based APIs operate by exchanging XML documents. This is called SOAP (Simple Object Access Protocol). However, XML documents are difficult to program, and the XML tags consume bandwidth.

REST API – Another newer HTTP-based architecture is to use all of the HTTP Methods (GET, POST, PUT, DELETE), and exchange JSON documents. JSON is leaner than XML.

  • Citrix ADC Nitro API is a REST API.
  • Image from TutorialEdge

REST is stateless. All information needed to invoke the API must be included in one HTTP Request.

REST API is HTTP.

  • A REST-capable client is any client that can send HTTP Requests and process HTTP Responses. Some languages/clients have REST-specific functions. Others have only lower level functions for creating raw HTTP Requests.
  • On Linux, use curl to send HTTP Requests to an HTTP-based REST API.
  • In PowerShell, use Invoke-RestMethod to send an HTTP Request to an HTTP-based REST API.
  • Inside a browser, use Postman or other REST plug-in to craft HTTP Requests and send them to an HTTP-based REST API.

To invoke an HTTP REST-based API:

  1. HTTP Request to login – Send an HTTP Request with user credentials to the login URL or session creation URL detailed in the API documentation.
  2. Session Cookie – The REST API server sends back a Session Cookie that can be used for authorization of subsequent REST/HTTP Requests. The REST Client saves the cookie and adds it to every subsequent REST/HTTP Request.
  3. Create a REST API HTTP Request:
    1. Read API Documentation – Use the API’s documentation to find the URLs and HTTP Methods and JSON Arguments to invoke the API.
    2. Content-Type – Some REST API Requests require a specific Content-Type to be specified in the HTTP Request Header. Add it to the HTTP Request that you’re creating.
    3. JSON Object in Request – Most REST API Requests require a JSON object to be submitted in the HTTP Body. Use the language’s functions to craft a JSON object that contains the parameters that need to be sent to the API Call.
    4. URL Query String– Some REST API Requests require parameters to be specified in the query string of the URL.
  4. Send HTTP Request – Send the full HTTP Request with HTTP Method, URL, URL Parameters, Content-Type Header, Cookie Header, and JSON Body. Send it to the HTTP REST server endpoint.
  5. Process Response, including JSON – The REST API sends back a HTTP 200 success message with a JSON document. Or it sends back an error message, typically with error details in an attached JSON document.

Citrix Gateway VPN Networking

IP Pools

SNIP vs IP Pool (Intranet IPs) – By default, when a Citrix Gateway VPN Tunnel is established, a Citrix ADC SNIP is used as a shared Source IP for all traffic that leaves the Citrix ADC to the internal Servers. The internal Servers then simply reply to the SNIP. Instead of all VPN Clients sharing a single SNIP, you can configure IP Pools (aka Intranet IPs), where each VPN Client gets its own IP address.

Use IP Pools if Servers initiate communication to clients – if servers initiate communication to VPN Clients (IP Phones, SCCM, etc.), then each VPN Client needs its own IP address. This won’t work if all VPN Clients are sharing a single SNIP.

Intranet IPs assignment – Intranet IPs can be assigned to the Gateway vServer, which applies to all users connected to that Gateway vServer. Or you can apply a pool of IPs to a AAA Group, which allows you to assign different IP Pools (IP subnets) to different AAA Groups.

IP Pools and Network Firewall – If different IP Pools for different AAA Groups, then a network firewall can control which destinations can be reached from each of those IP Pools.

Intranet IP Subnet can be brand new – the IP subnets chosen for VPN Clients can be brand new IP Subnets that the Citrix ADC is not connected to. Citrix ADC is a router, so there’s no requirement that the IP addresses assigned to the VPN Clients be on one of the Citrix ADC’s data (VIP/SNIP) interfaces.

Reply traffic from Servers to Intranet IPs – If the Intranet IP Pool is a new IP Subnet, then on the internal network (core router), create a static route with the IP Pool as destination, and a Citrix ADC SNIP as Next Hop. Any SNIP on the Citrix ADC can reach any VPN Client IP address.

IP Spillover – if there are no more Intranet IPs available in the pool, then a VPN Client can be configured to do one of the following: use the SNIP, or transfer an existing session’s IP. This means that a single user can only have a single Intranet IP from a single client machine.

Split Tunnel

Split Tunnel – by default, all traffic from the VPN Client is sent across the VPN Tunnel. For high security environments, this is usually what you want, so the datacenter security devices can inspect the client traffic. Alternatively, Split Tunnel lets you choose which traffic goes across the tunnel, while all other client traffic goes out the client’s normal network connection (directly to the Internet).

Enable Split Tunnel in a Session Policy/Profile – the Session Policy/Profile with Split Tunnel enabled can be bound to the Gateway Virtual Server, which affects all VPN users, or it can be bound to a Gateway AAA Group.

Intranet Applications define traffic that goes across the Tunnel – If Split Tunnel is enabled, then you must inform the VPN Client which traffic goes across the Tunnel, and which traffic stays local. Intranet Applications define the subnets and port numbers that go across the Tunnel. The Intranet Applications configuration is downloaded to the VPN Client when the Tunnel is established.

  • Intranet Applications – Route Summarization – If Split Tunnel is enabled, a typical configuration is to use a summarized address for the Intranet Applications. Ask your network team for a short network prefix that matches all internal IP addresses. For example, every private IP address (RFC 1918) can be summarized by three route prefixes. The summarized Intranet Applications can then be assigned to all VPN Clients. Most networking training guides explain route summarization in detail.
    • If your internal servers all have IP addresses that start with 10., then you can create a Intranet Application for 10.0.0.0 with netmask 255.0.0.0. This Intranet Application would send all traffic with Destination IP Addresses that start with 10. across the VPN tunnel.
  • Intranet Applications – Specific Destinations – Alternatively, you can define an Intranet Application for every single destination Server IP  Address and Port. Then bind different “specific” Intranet Applications to different users (AAA Groups). Note: this option obviously requires more administrative effort.
  • For configuration details, see SSL VPN: Intranet Applications.

Split DNS – If Split Tunnel is enabled, then Split DNS can be set to Remote, Local, or Both. Local means use the DNS servers configured on the Client. Remote means use the DNS Servers defined on the Citrix ADC. Both will check both sets of DNS Servers.

VPN Authorization

There are three methods of controlling access to internal Servers across the VPN Tunnel – Authorization Policies, Network Firewall (usually with Intranet IPs), and Intranet Applications (Split Tunnel).

  • Authorization Policies control access no matter how the VPN Tunnel is established. These Policies use Citrix ADC Policy Expressions to select specific destinations and either Allow or Deny. In Citrix ADC 11.1 and older, Authorization Policies use Classic Policy Expressions only, which has a limited syntax. In Citrix ADC 12 and newer, Authorization Policies can use Default Syntax Policy Expressions, allowing matching of traffic based on a much broader range of conditions.
  • Intranet Applications – If Split Tunnel is enabled, then Intranet Applications can be used to limit which traffic goes across the Tunnel. If the Intranet Applications are “specific”, then they essentially perform the same role as Authorization Policies. If the Intranet Applications are “summarized”, then you typically combine them with Authorization Policies.
  • Network firewall (IP Pools) – If Intranet IPs (IP Pools) are defined, then a network firewall can control access to destinations from different VPN Client IPs. If Intranet IPs are not defined, then the firewall rules apply to the SNIP, which means every VPN Client has the same firewall rules.

VPN Tunnel Summary

In Summary, to send traffic across a VPN Tunnel to internal servers, the following must happen:

  1. If Split Tunnel is enabled, then Intranet Applications identify traffic that goes over the VPN tunnel. Based on Destination IP/Port.
  2. Authorization Policies define what traffic is allowed to exit the VPN Tunnel to the internal network.
  3. Static Routes for internal subnets – to send traffic to a server, the Citrix ADC needs a route to the destination IP. For VPN, Citrix ADC is usually connected to both DMZ and Internal, with the default route (default gateway) on the DMZ. To reach remote internal subnets, you need static routes for internal destinations through an internal router.
  4. Network Firewall must allow the traffic from the VPN Client IP – either SNIP, or Intranet IP (IP Pool).
  5. Reply traffic – If the VPN Client is assigned an IP address (Intranet IPs aka IP Pool), then server reply traffic needs to route to a Citrix ADC SNIP. On the internal network, create a static route with IP Pool as destination, and a Citrix ADC SNIP as Next Hop.

PXE

Network Boot and PXE

Network Boot – when you configure a machine to boot from the network, the machine downloads its operating system from a TFTP server while the machine is still in BIOS boot mode. The operating system download happens every time the machine boots. The machine does not need any hard drives because everything it needs it gets from the network.

  • Bootstrap file – the first file downloaded from the TFTP server is called the Bootstrap, which is a small file that starts enough of the operating system so the machine can connect to the network and download the rest of the operating system files.
  • NICs and Network Boot – Almost every Network Card (NIC), including virtual machine NICs, has Network Boot capability.
    • A notable exception is Hyper-V Synthetic NICs; Hyper-V Legacy NIC can Network Boot, but Hyper-V Synthetic NICs cannot.
  • Configure BIOS to boot from network – to configure a machine to network boot, in the machine’s BIOS, there should be an option to Network Boot from a Network Card (NIC). Move that boot option to the top of the list.

PXE (Pre-boot Execution Environment) – PXE is a mechanism for Network Boot machines to discover the location of the bootstrap file. PXE is based on the DHCP protocol. PXE works like this:

  1. Get IP from DHCP – The network boot machine can’t download anything until it has an IP address, which it gets from DHCP.
  2. Discover TFTP Server address – Then the machine uses DHCP to get the IP address of the TFTP Server and the name of the bootstrap file that should be downloaded from the TFTP Server.

Network Boot without PXE – You can also Network Boot without PXE by booting from an ISO file or local hard drive that has just enough code on it to get the rest of the bootstrap from the TFTP server. DHCP is still usually used to get an IP address, but the IP address of the TFTP server is usually burned into this locally accessible code.

PXE works as follows:

  1. DHCP Request to get IP – The NIC performs a DHCP Request to get an IP address.
  2. PXE Request to get TFTP info – The NIC performs a PXE Request (second DHCP Request) to get the TFTP IP address and file name.
  3. Download from TFTP – The NIC downloads the bootstrap file from the TFTP server and runs it.
  4. Run the bootstrap – The bootstrap file usually downloads additional files from a server machine (e.g. Citrix Provisioning Server) and runs them.

TFTP Server – the TFTP Server/Service can be running from Citrix Provisioning Servers, or you can build some Linux machines and run TFTP from them.

PXE and DHCP

DHCP Scope Options for PXE – The TFTP Server Address and the Bootstrap file name are delivered using DHCP Scope Options.

  • The response for the initial DHCP Request for an IP Address can include the TFTP address and bootstrap file in DHCP Scope Options 66 and 67.
  • Or, if the response for the initial DHCP Request for an IP address does not include Options 66 and 67, then the network boot machine does another DHCP Request, this time on port UDP 4011. A PXE Server should be listening for this new port number and the PXE Server can respond with the TFTP Server address and the bootstrap file name.

Two DHCP port numbers – In other words, the Network Boot machine needs to one DHCP Request, or two DHCP Requests. The first DHCP Request is always on UDP 67. While the second DHCP Request is on UDP 4011. Having two separate port numbers allows the two DHCP Servers to perform different functions. the UDP 67 DHCP server is responsible for handing out IP addresses, while the UDP 4011 DHCP Server is responsible for handing out TFTP address and bootstrap file names.

  • PXE Server = DHCP – A PXE Server running a PXE Service is nothing more than a DHCP server that listens on UDP 4011. Citrix Provisioning Servers have a PXE Service that can be optionally started if you are unable able add Options 66 and 67 to your primary DHCP servers.

PXE Request does not cross routers – The second DHCP Request has the same limitations as the first DHCP Request in that neither DHCP request can cross a subnet boundary unless the local router is configured to listen for the UDP 4011 DHCP Request and forward it to a PXE Server. Most routers can be easily configured for UDP 67, but UDP 4011 forwarding is not a typical configuration. It might be easier to put PXE Servers on the same subnet as the Network Boot machines. Or add DHCP Scope Options 66 and 67 to the primary DHCP Servers.

PXE Service Redundancy – If you use a PXE Service that is separate from your main DHCP Servers, then you want at least two PXE Servers that are reachable from your Network Boot clients. PXE Service redundancy works the same as DHCP Server redundancy except that you don’t have to replicate any DHCP databases. An easy way to provide redundancy for PXE is to put the PXE servers on the same subnet as the Network Boot clients.

TFTP Redundancy

If TFTP is not reachable, then your Network Boot clients can’t boot.

DHCP Scope Option 66 can only point to a single TFTP Server IP Address. If you try to add two TFTP Server addresses, then either the Network Boot clients won’t boot, or they’ll only use the first TFTP Server address. Here are some workarounds for this limitation.

  • Load Balance TFTP using Citrix ADC  – Use Citrix ADC to load balance two or more TFTP Servers and configure DHCP Option 66 to point to the Citrix ADC Load Balancing VIP.
  • DNS Round-Robin – Option 66 can point to a DNS Round Robin-enabled DNS name, where the single DNS name resolves to both TFTP Servers’ IP addresses. This assumes the DHCP Client receives DNS Server information from the DHCP Server.
  • Separate Option 66 configured on each DHCP Server – If you have multiple DHCP Servers, each DHCP Server can send back a different Option 66 TFTP Server IP address.

PXE instead of DHCP Scope Option 66 – Another High Availability workaround is to not use DHCP Scope Option 66 and instead install the PXE Service on two servers. The Network Boot Clients would need to be able to reach both PXE Servers. If Network Boot clients and PXE Services are on the same subnet, then each PXE Service can send back a different TFTP Server IP address. Either PXE Service can respond to the PXE Request, so if one PXE Server is down, then the other PXE Server will respond.

  • This option works best if PXE Service and TFTP Service are installed on the same server, like it usually is in Citrix Provisioning environments.

Citrix Provisioning and TFTP

Citrix Provisioning (CPV) is the new name for Citrix Provisioning Services.

TFTP Server is usually installed and running on each Citrix Provisioning server.

In addition to normal DHCP PXE options for Network Boot, Citrix Provisioning has several additional options for delivering the TFTP Server addresses to CPV Target Devices (Network Boot Clients). These options are:

  • PXE Service on CPV servers on same subnet as Target Devices
    • CPV Servers are connected to the same subnet as the Target Devices. PXE Service is installed and running on each CPV server. Either PXE Service can respond to PXE Requests from the Target Devices on the same subnet.
    • For large environments, use a /21 or smaller subnet mask to allow hundreds of Target Devices on one subnet. 21-bit subnet mask allows 2,048 machines on one subnet.
    • You can also install a DHCP Service (e.g. Microsoft DHCP) onto the Citrix Provisioning servers. Then you don’t need to configure the local router to forward DHCP requests to a different DHCP server.
  • Target Devices boot from CPV Boot ISO
    • The Boot ISO has the TFTP Server IP addresses (Citrix Provisioning server IP addresses) pre-configured.
    • Included with CPV installation is a Boot ISO Creator called Boot Device Management.
    • Note: The Boot ISO uses a different TFTP Service than normal PXE. Normal TFTP is UDP 69, while the Boot ISO connects a TFTP service called Two-stage Boot TFTP Service that is listening on UDP 6969.
  • Target Device Boot Partition
    • CPV can burn boot code into a hard disk attached to each Network Boot machine.
    • The boot partition boot process also uses the Two-stage Boot TFTP Service.

Citrix ADC Global Server Load Balancing (GSLB)

GSLB is DNS

GSLB is DNS – Citrix ADC receives a DNS Query and returns an IP address in the DNS Response, which is exactly what a DNS Server does. Enabling Global Server Load Balancing (GSLB) on a Citrix ADC essentially turns your ADC into a DNS server.

GSLB Purpose – The purpose of GSLB is to resolve DNS names that have multiple IP address responses. A web site can be hosted in multiple datacenters. Each data center has different IP addresses. To reach the web site in a particular data center, you use one IP address. To reach the web site in a different data center, you use a different IP address. Instead of creating a different DNS name for each IP address, it would be more convenient for the user if a single DNS name could resolve to both IP addresses.

How GSLB chooses an IP address – GSLB has several methods of choosing the IP address that is given out in the DNS response.

  • IP Address Monitoring – Is the IP address reachable? If not, then don’t give out that IP address.
  • Active/Passive – Is the website only “active” at one IP address? If so, then give out that “active” IP address.
    • If the “active” IP address is down, then give out the “passive” IP address instead. This is automatic and there’s no need to manually change the DNS record.
  • Proximity – Which IP address is closest to the user?
  • Site persistence – Which IP address did the DNS Client get last time it submitted a DNS Query?
  • Load Balancing Method – which IP address is receiving less traffic?

Active IP address Monitoring – GSLB will not give out an IP address unless that IP address is UP. GSLB has two options for determining if an IP address is reachable or not:

  • Ask ADC for VIP status – If the Active IP is an ADC Virtual Server IP, then GSLB can ask the ADC appliance for the status of the VIP.
    • Citrix ADC uses a proprietary protocol called Metric Exchange Protocol (MEP) to transmit GSLB-specific information, including VIP status, between ADC appliances.
  • Monitors – for all other cases, including ADC VIPs, GSLB can use a Monitor to periodically probe the Active IP address to make sure it’s reachable. For TCP services, a simple TCP three-way handshake connection might be sufficient. For UDP, some other monitoring mechanism is needed (e.g. ping).
  • Internet is up? – For public DNS, GSLB needs to determine if Internet clients can reach the Active IP address across the Internet.
    • Active IP remote from GSLB DNS – For Active IPs in a datacenter that is remote from the GSLB DNS listener appliance, configure the GSLB Monitoring Probe to route across the Internet, so the Monitoring Probe is essentially using the same path that an Internet client would use.

Proximity Load Balancing Methods – GSLB supports two Proximity Methods:

  • Static Proximity – The Source IP of the DNS Query is looked up in a location database to determine where the DNS Query came from. The GSLB Active IPs are also looked up in the location database to determine the location of each Active IP. The Active IP address that is closest to the DNS Query’s Source IP is returned.
    • Citrix ADC has a built-in static proximity location database that you can use. Or you can import a database downloaded from a geolocation provider. These databases are CSV files containing IP ranges and coordinates.
  • Dynamic Proximity – each Citrix ADC appliance participating in GSLB pings the Source IP of the DNS Query to determine which ping is fastest.
    • If ping is blocked to the Source IP, then you can configure Static Proximity as a backup method.
  • DNS Query Source IP is the IP address of the client’s DNS Recursive Resolver server, and not the actual IP address of the client machine. If a client machine uses a DNS Server that is in a different city than the client machine, then the proximity results will be distorted.
    • EDNS Client Subnet (ECS) is intended to solve this problem. Newer versions of Citrix ADC support ECS.

GSLB is only useful if a single DNS name can resolve to multiple IP addresses. The purpose of GSLB is for DNS names that have multiple IP address responses. GSLB selects one of those IP addresses and returns it in response to a DNS Query. If the DNS name can only ever respond with one IP address, or if you don’t want GSLB to choose a different IP address automatically, then it would be easier to just leave the single DNS name with single IP address on regular DNS servers.

Limitations of regular DNS Servers:

  • The DNS Server doesn’t care if the IP address is reachable or not. There’s no monitoring.
  • The DNS Server doesn’t know which IP address is closest to the user. There’s no proximity load balancing.
  • The DNS Server can’t do site persistence, so you could get a different IP address every time you perform the DNS Query.
  • DNS records have a Time-to-live (TTL). If TTL is high, and if you manually change the DNS record to a different IP address, then it could take as long as the TTL for the change to be propagated to all DNS Recursive Resolver servers and DNS Clients.
    • GSLB DNS responses have a default TTL of 5 seconds.

GSLB is not in the data path – once GSLB returns an IP address to the user, the user connects to the IP address and GSLB is done until the user needs to resolve the DNS name again. Since GSLB is just DNS, Citrix ADC GSLB can return any IP address, even if that IP address is not owned by an ADC appliance.

  • Short GSLB TTL – GSLB DNS TTL defaults to 5 seconds, so the user might need to resolve the DNS name again in the very near future. HTTP requests are short-lived and thus might require frequent DNS queries. While TCP connections, like Citrix ICA connections, are long-lived and might only need a DNS Query at the beginning of their connection.

Site Persistence – Once an Active IP address is selected for a user, you probably want the user to always connect to that Active IP address for a period of time. This is similar to Load Balancing Persistence needed for Web Sessions. GSLB has three methods of Site Persistence:

  • Source IP – GSLB records in memory the DNS Query’s Source IP and the Active IP that was given in response to a DNS Query. Each GSLB-enabled DNS name has its own Source IP persistence table. Multiple ADC appliances participating in GSLB replicate the Source IP persistence tables with each other using the proprietary Metric Exchange Protocol (MEP).
  • Cookie Persistence – For Active IPs that are HTTP VIPs on a Citrix ADC appliance/pair connected by GSLB MEP, the first HTTP Response from the Citrix ADC VIP will include a cookie indicating which GSLB Site (data center) the HTTP Response came from. The HTTP Client will include this Site Cookie in the next HTTP Request to the HTTP VIP. After the DNS TTL expires, if the client’s DNS Query gets a different IP address response that is in a different GSLB Site, then the HTTP Request will be sent to the wrong VIP. Citrix ADC has two options for getting the HTTP Request from the wrong VIP to the correct VIP:
    • HTTP Redirect – redirect the user to a different site-specific DNS name (a Site Prefix is added to the original DNS name). This requires the SSL VIP’s certificate to match the original GSLB-enabled DNS name, plus the new site-specific DNS name.
    • Proxy – proxy the HTTP Request to the HTTP VIP in the correct GSLB Site. This means that Citrix ADC in the wrong GSLB Site must be able to forward the HTTP Request to the HTTP VIP in the correct GSLB Site.

GSLB Architecture

Multiple ADC GSLB appliances – for redundancy, you will want to enable GSLB on at least two pairs of ADC appliances, usually in different datacenters. The location of the ADC GSLB appliances is unrelated to the IP addresses that are given out in DNS Responses to DNS Queries.

  • Metric Exchange Protocol – the multiple ADC GSLB appliances communicate with each other using Citrix’s proprietary Metric Exchange Protocol (MEP). MEP transmits GSLB-specific information, including: Dynamic Proximity latency results, Site persistence, IP Address Traffic Load, and VIP Status (for monitoring).
  • Identical GSLB Configuration on all appliances – DNS Queries are delegated to multiple ADC GSLB appliances. It’s not possible to control which Citrix ADC appliance/pair resolves the DNS Query. Thus all Citrix ADC appliance/pairs that resolve GSLB DNS names must have identical GSLB configuration, so the DNS responses are the same no matter which Citrix ADC appliance/pair resolves the DNS name.

DNS listener – Each ADC GSLB appliance needs at least one DNS listener. For public DNS (Internet DNS), the DNS listener IP address must be reachable from the Internet. For internal private DNS, then DNS listener IP address should be an internal IP address. ADC has several methods of listening for DNS requests:

  • ADNS Service – ADC listens for ADNS queries on an ADC SNIP. ADNS Services can only resolve DNS names that are created locally on the ADC appliance. The ADNS service cannot ask other DNS servers to resolve DNS names. You can create more than one ADNS service listener on a single ADC appliance.
  • DNS Load Balancing (DNS Proxy) – a Load Balancing Virtual Server VIP with DNS as the protocol. The load balancing services point to your normal DNS servers. When the Load Balancing VIP receives a DNS Query, it will first look in its GSLB configuration for a match. If there’s no match, then ADC will forward the DNS Query to your DNS servers so they can resolve it. This configuration is called DNS Proxy. You can create multiple DNS Load Balancing VIPs on a single appliance

Both Public DNS and Internal Private DNS on one GSLB appliance? – ADC GSLB only has one DNS database. If you create DNS listeners for both internal private DNS and public DNS on the same appliance, then be aware that there is no real separation between the two types of DNS Queries. A more secure approach is to have separate ADC GSLB appliances for public DNS vs internal DNS.

  • DNS Views – in some cases you can configure DNS Views to provide different IP address responses depending on whether the DNS Client is a public machine or an internal machine. You can also use DNS Policies to block DNS Requests from Internet machines for specific internal private DNS names.

Delegate GSLB-enabled DNS names to Citrix ADC GSLB DNS listeners. Delegation is configured by creating NS (Name Server) records in the existing DNS zone. NS records are a way of telling a Recursive Resolver “I don’t have the answer, but these other DNS servers do have the answer”. There are a few methods of doing this delegation:

  • In the existing DNS zone, delegate specific DNS names to Citrix ADC GSLB DNS Listeners.
    • For example, you can delegate gateway.company.com by creating two NS records for gateway.company.com and setting them to the IP addresses of the GSLB DNS Listeners.
    • Each DNS name needs a separate delegation (separate set of NS records).
  • In the existing DNS zone, delegate a sub-zone (e.g. gslb.company.com) to Citrix ADC DNS. Then create CNAMEs for each GSLB-enabled DNS name that are alias’d to an equivalent DNS name in the sub-zone. For example:
    • Create two NS records for gslb.company.com and set them to the IP addresses of the GSLB DNS Listeners.
    • Then create a CNAME for gateway.company.com alias’d to gateway.gslb.company.com. Since the gslb.company.com sub-zone is delegated to Citrix ADC GSLB DNS Listeners, Citrix ADC will resolve this DNS name.
    • Create CNAMES for any additional GSLB-enabled DNS names.
  • Move the entire existing DNS zone to Citrix ADC .
    • Note: Citrix ADC was never designed as a full-fledged DNS Service, so you might find limitations when choosing this option.

Other GSLB Use Cases

GSLB and Multiple Internet Circuits – a common use case for GSLB is if you have multiple Internet circuits connected to a single datacenter and each Internet circuit has a different public IP subnet. In this scenario, you have one DNS name, and multiple public IP addresses, which is exactly the scenario that GSLB is designed for.

  • Local Internet Circuit Monitoring – GSLB Services need a monitor that can determine if the local Internet is up or not. You don’t want to give out a Public IP on a particular Internet circuit if the local Internet circuit is down. You typically configure the GSLB Monitor to ping a circuit-specific IP address (e.g. ISP router).

Internal GSLB – GSLB can also respond to internal DNS Queries by giving out Internal Private IPs. However, there are a couple differences for Internal Private IP addresses when compared to Public IP addresses:

  • Internal Private IPs are not in the location database – If GSLB is configured for static proximity load balancing, then you must manually add each internal subnet to the location database and specify geographical coordinates for each internal subnet.
  • Internal Private IPs are not affected by Internet outage – GSLB monitoring for internal Active IPs is usually configured differently than GSLB monitoring for public Active IPs. If the Internet goes down in a datacenter, then you want GSLB to stop giving out public IP addresses for that datacenter. However, if Internet goes down in a datacenter, then internal users are usually not affected. This means you need different monitoring configuration for Public IPs vs Internal Private IPs.

See Global Server Load Balancing (GSLB) for information on how to configure GSLB on ADC appliances.

nFactor Authentication – NetScaler Gateway 12 / Citrix Gateway 12.1

Last Modified: Jan 17, 2019 @ 7:05 pm

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Overview

nFactor lets you configure an unlimited number of authentication factors. You are no longer limited to just two factors.

Each authentication factor performs the following tasks:

  1. Collect credentials from the user. These credentials can be anything supported by NetScaler, including:
    • SAML assertion
    • Client Certificate
    • OAuth OpenID Connect
    • Kerberos ticket
    • StoreFrontAuth – authentication is delegated to Citrix StoreFront
    • Forms-based authentication (traditional web-based logon page) for LDAP, RADIUS, etc.
      • Multiple passwords can be collected with one form.
      • Or prompt the user multiple times throughout the authentication chain.
      • The logon page can contain a domain drop-down.
    • Endpoint Analysis Scan – either pre-authentication, or post-authentication.
    • EULA
    • Google reCAPTCHA
    • Swivel
    • Use a drop-down to select an authentication method
  2. This factor’s credentials are evaluated. The results can be:
    • Authentication success
    • Authentication failure
    • Group extraction
    • Attribute extraction from SAML, Certificate, etc.
  3. Based on the evaluation results, do one of the following:
    • Allow access
    • Select next factor
    • Deny access
  4. If there’s a Next Factor, repeat these steps, until there are no more Next Factors to evaluate.
  5. The Next Factor can also do one of the following:
    • Prompt the user for more credentials
    • If the Login Schema asked for multiple passwords, evaluate the already entered next set of credentials.
    • Use a policy expression to select another Next Factor (no authentication). This is typically used with group extraction so that groups determine the Next Factor.

Here are some nFactor use cases, but the combinations are almost limitless:

  • Authentication method based on Active Directory group: Logon screen asks for user name only. Extract user’s groups from Active Directory. Based on user’s Active Directory groups, either ask user for client certificate, or ask user for LDAP password. If LDAP, the username doesn’t need to be entered again.
  • Ask for Certificate first:
    • If client certificate is valid, perform LDAP only.
    • If no client certificate, perform LDAP + RADIUS
  • Two-factor with passwords checked in specific order: Display logon screen with two password fields. Check the first password. If the first password succeeds, then check the second password. This lets you check RADIUS before LDAP.
  • Run Endpoint Analysis first:
    • If passes, perform LDAP only.
    • If fails, perform LDAP + RADIUS
  • See Sample Configurations later for many more combinations.

You configure nFactor in the AAA feature, and then bind it to NetScaler Gateway Virtual Servers. Because of the AAA feature, NetScaler Enterprise Edition or Platinum Edition is required.

  • Workspace app 1809 and newer with Citrix Gateway (NetScaler) 12.1 build 49 and newer support nFactor authentication. Older Receivers and older NetScalers don’t support nFactor, so you’ll instead have to use a web browser.  💡

nFactor configuration summary (detailed instructions below):

  • Each factor is a combination of Advanced Authentication Policies and Login Schema.
    • Advanced policy means it uses an Advanced (Default Syntax) expression as opposed to the classic syntax expression traditionally used in NetScaler Gateway authentication policies.
    • Login Schema is a custom HTML form where users enter credentials.
  • The first factor (Advanced Authentication Policies and Login Schema) is bound directly to a AAA Virtual Server.
  • Next factors are bound to Authentication Policy Labels. These Labels are then chained to Advanced Authentication Policies in prior factors.
    • AAA vServer > Advanced Authentication Policy > Next Factor > Authentication Policy Label > Advanced Authentication Policy > Next Factor > Authentication Policy Label > … until there are no more Next Factors configured.
  • Authentication Profile links AAA vServer with NetScaler Gateway.

Also see:

This article will detail how to configure nFactor from top to bottom.:

  1. Create AAA vServer
  2. Create Login Schema Profiles
  3. Create Login Schema Policy – select Login Schema Profile, bind to AAA vServer
  4. Create Authentication Actions – LDAP, RADIUS, etc.
  5. Create Advanced Authentication Policies – select Authentication Action, bind to AAA vServer
  6. Create Authentication Policy Labels – bind Login Schema, bind Advanced Authentication Policies
  7. Edit Advanced Authentication Policy binding and select Next Factor Authentication Policy Label.
  8. Create NetScaler Gateway Traffic Policy for Single Sign-on to StoreFront.
  9. Create Authentication Profile
  10. Edit NetScaler Gateway – bind Authentication Profile, bind Traffic Policy

Once you are familiar with nFactor, due to the way the objects are linked together, it’s probably easier to configure it from bottom up:

  1. Create Authentication Actions – LDAP, RADIUS, etc.
  2. Create Advanced Authentication Policies – select Authentication Action
  3. Create Login Schema Profiles
  4. Create Authentication Policy Labels – bind Login Schema, bind Advanced Authentication Policies
  5. Create Login Schema Policy – select Login Schema Profile
  6. Create AAA vServer – bind Login Schema, bind Advanced Authentication Policies, select Next Factor Authentication Policy Label
  7. Create NetScaler Gateway Traffic Policy for Single Sign-on to StoreFront.
  8. Create Authentication Profile
  9. Edit NetScaler Gateway – bind Authentication Profile, bind Traffic Policy

AAA Virtual Server

Create AAA Virtual Server

To use nFactor with NetScaler Gateway, you first configure it on a AAA Virtual Server. Then you later bind the AAA Virtual Server to the NetScaler Gateway Virtual Server.

  1. If AAA feature is not already enabled, on the left menu, expand Security, right-click AAA – Application Traffic, and click Enable Feature.
  2. Go to Security > AAA > Virtual Servers.
  3. On the right, click Add.
  4. Give the Virtual Server a name.
  5. If you are only using this AAA Virtual Server for NetScaler Gateway, then you can change the IP address Type to Non Addressable. It’s also possible to content switch to AAA (Citrix CTX201949 One Public IP for AAA-TM Deployments on NetScaler).
  6. Click OK.
  7. In the Certificates section, click where it says No Server Certificate.

    1. Click where it says Click to select.
    2. Click the radio button next to a certificate for the AAA Virtual Server, and click Select. Since this AAA Virtual Server is not directly addressable, the chosen certificate doesn’t matter.
    3. Click Bind.
  8. Click Continue to close the Certificate section.
  9. You probably don’t have any Advanced Authentication Policies yet, so just click Continue.

Bind Portal Theme to AAA Virtual Server

If this AAA Virtual Server is used not just for NetScaler Gateway but also directly addressable for traffic management (Load Balancing, Content Switching), then you might want to change the AAA Portal theme.

  1. Go to NetScaler Gateway > Portal Themes, and add a theme. You create the theme under NetScaler Gateway, and then later bind it to the AAA Virtual Server.
  2. Create a theme based on the RfWebUI Template Theme.
  3. After adjusting the theme as desired, at the top of the portal theme editing page, Click to Bind and View Configured Theme.
  4. Change the selection to Authentication.
  5. Use the Authentication Virtual Server Name drop-down to select the AAA Virtual Server, and click Bind and Preview. You can close the preview window.

Client Certificate Authentication

If one of your authentication Factors is client certificate, then you must perform some SSL configuration on the AAA Virtual Server:

  1. Go to Traffic Management > SSL > Certificates > CA Certificates, and install the root certificate for the issuer of the client certificates. Root certificates do not have a key file.

  2. Go to Traffic Management >SSL > Change advanced SSL settings.

    1. Scroll down. If you see Default Profile: ENABLED, then you must use an SSL Profile to enable Client Certificate Authentication. Otherwise, you can enable Client Certificate Authentication directly on the AAA Virtual Server in the SSL Parameters section.
  3. If Default SSL Profiles are enabled, then create a new SSL Profile with Client Authentication enabled:
    1. On the left menu, expand System, and click Profiles.
    2. On the top right, switch to the SSL Profile tab.
    3. Right-click the ns_default_ssl_profile_frontend profile, and click Add. This copies settings from the default profile.
    4. Give the Profile a name. The purpose of this profile is to enable Client Certificates.
    5. Scroll down and find the Client Authentication checkbox. Check the box.
    6. Change the Client Certificate drop-down to OPTIONAL.
    7. Copying the default SSL Profile does not copy the SSL Ciphers so you’ll have to redo them.
    8. Click Done when done creating the SSL Profile.
    9. Go to Security > AAA – Application Traffic > Virtual Servers, and edit a AAA vServer.
    10. Scroll down to the SSL Profile section and click the pencil.
    11. Change the SSL Profile drop-down to the profile that has Client Certificates enabled. Click OK.
    12. Scroll down this article until you reach the instructions to bind the CA certificate.
  4. If default SSL Profiles are not enabled:
    1. Go to Security > AAA > Virtual Servers, and edit an existing AAA Virtual Server.
    2. On the left, in the SSL Parameters section, click the pencil icon.
    3. Check the box next to Client Authentication.
    4. Make sure Client Certificate drop-down is set to Optional, and click OK.
  5. On the left, in the Certificates section, click where it says No CA Certificate.
  6. Click to select.
  7. Click the radio button next to the root certificate for the issuer of the client certificates, and click Select.
  8. Click Bind.

Login Schema

Login Schema XML File

Login Schema is an XML file providing the structure of forms-based authentication logon pages.

nFactor implies multiple authentication Factors that are chained together. Each Factor can have different Login Schema pages/files. In some authentication scenarios, users could be presented with multiple logon screens.

Or you can have one Login Schema gather information that can be passed on to multiple Factors, so that the later Factors don’t need to display another Login Schema. This is particularly useful for traditional two-password logon screens (LDAP + RADIUS), since each password is evaluated in a separate Factor:

  • The first password is evaluated in the first factor (e.g. LDAP). If successful, then proceed to the second factor.
  • The second factor (e.g. RADIUS) evaluates the second password. However, the second password has already been entered, so there’s no need to ask the user for it again. To prevent a Login Schema from being shown to the user, select noschema (LSCHEMA_INT) in the Authentication Policy Label.

Several Login Schema .xml files are included with NetScaler under /nsconfig/loginschema/LoginSchema.

You can edit the Login Schema labels from within the NetScaler management GUI. When the labels are changed, NetScaler copies the Login Schema to a new .xml file.

Or you can use WinSCP to connect to the appliance, duplicate one of the existing .xml files, and edit it as desired. For example, you can configure fields (InitialValue tag) to pre-fill information from previous Factors, as shown below:

The structure of the Login Schema is documented at Citrix Common Authentication Forms Language Citrix Developer Documentation.

CTP Sam Jacobs at SYN229 – nFactor and Login Schemas explains how to customize the .xml file.

The login schema can also contain a domain drop-down. See CTX201760 nFactor – Domain Drop-Down in First Factor then Different Policy Evaluations Based on Groups for a sample configuration.

Login Schema and Authentication Factor can be a EULA. See Citrix CTX226488 How to Configure EULA as an Authentication Factor in NetScaler nFactor.

Citrix CTX219545 Custom Login Labels in NetScaler nFactor Authentication: add a Requirement element with a Label sub-element to the Login Schema .xml file. Then use JavaScript to populate the label with any desired HTML. Another example is Morten Kallesoee nFactor – adding custom links.

Several more samples can be found later.

Login Schema Profile

To configure a Login Schema Profile:

  1. Create or Edit a Login Schema .XML file based on your nFactor design.
  2. Go to Security > AAA > Login Schema.
  3. On the right, switch to the Profiles tab, and click Add.
  4. In the Authentication Schema field, click the pencil icon.
  5. Click the LoginSchema folder to see the files in it.
  6. Select one of the files. You can see a preview on the right. The labels can be changed by clicking the Edit button on the top right.
  7. When you Save the changes, a new file is created under /nsconfig/LoginSchema.
  8. On the top right, click Select.
  9. Give the Login Schema a name, and click More.
  10. You typically need to use the entered credentials elsewhere. For example, you might need to use the username and one of the passwords to later Single Sign-on to StoreFront. Near the bottom of the Login Schema Profile, click More, and enter unique values for the indexes. These values can be between 1 and 16.

    1. Later you reference these index values in a Traffic Policy/Profile by using the expression HTTP.REQ.USER.ATTRIBUTE(#).
  11. Click Create to create the Login Schema profile.

Note: if you later edit the Login Schema .xml file, the changes might not be reflected until you edit the Login Schema Profile, and Select the .xml file again.

Login Schema Policy

To bind a Login Schema Profile to a AAA vServer, you must first create a Login Schema Policy. Login Schema Policies are not required when binding the Login Schema Profile to an Authentication Policy Label, as detailed later.

To create and bind a Login Schema Policy:

  1. On the left, go to Security > AAA > Login Schema.
  2. On the right, switch to the Policies tab, and click Add.
  3. Use the Profile drop-down to select the Login Schema Profile you already created.
  4. Enter a Default Syntax expression (e.g. true) in the Rule box, and click Create.
  5. On the left, go to Security > AAA > Virtual Servers, and edit an existing AAA Virtual Server.
  6. On the right, in the Advanced Settings column, click Login Schemas.
  7. On the left, in the Login Schemas section, click where it says No Login Schema.
  8. Click where it says Click to select.
  9. Click the radio button next to the Login Schema policy, and click Select. Only Login Schema Policies appear in this list. Login Schema Profiles (without a policy) do not appear.
  10. Click Bind.

Advanced Authentication Policies

Authentication policies are a combination of policy expression, and policy action. If the expression is true, then evaluate the authentication action.

The Action is always an authentication server (LDAP, RADIUS, etc.).

The policy expression can be either in classic syntax, or in the newer default syntax.

The policy type is either Basic or Advanced. Basic policies can only use classic syntax. Advanced policies only use the newer default syntax. Both types of policies use the same Actions (authentication servers).

nFactor requires Advanced Authentication Policies; Basic policies won’t work.

Note: Citrix Gateway 12.0 and newer have deprecated Basic Authentication Policies (Classic Syntax). The only way to bind an Advanced Authentication Policy (Default Syntax) to Gateway is through nFactor and AAA.

Create Advanced Authentication Policy

You will need Authentication Actions/Servers (e.g. LDAP, RADIUS, CERT, SAML, etc.)

  • When creating an Advanced Authentication Policy, there’s a plus (Add) icon that lets you create Authentication Actions/Servers.
  • Or you can create Authentication Actions prior to creating the Advanced Authentication Policy. The Authentication Actions are located under Authentication > Dashboard. On the right, click Add and select a Server Type. The instructions for creating these Authentication Servers is not detailed here. See the Authentication – NetScaler 12 / Citrix ADC 12.1 procedures.

To create an Advanced Authentication Policy:

  1. Go to Security > AAA > Policies > Authentication > Advanced Policies > Policy.
  2. On the right, click Add. You typically create at least one Authentication Policy for each Factor. When you create multiple Authentication Policies for one Factor, NetScaler checks each authentication policy in priority order until one of them succeeds.
  3. Use the Action Type drop-down to select the Action Type (e.g. LDAP). Typically each Factor is a different type of Authentication Action.
  4. If you don’t currently have any Actions configured, or if you want to create a new one, click the plus icon (Add button) next to the Action drop-down. The Actions/Servers are created in the normal fashion (not detailed here).
  5. In the Expression box, enter an expression using the Default Syntax. ns_true won’t work because that’s Classic syntax. There’s an Expression Editor link on the right. Or hit Ctrl+Space to see your options. true is a valid Default expression. Click Create when done.
  6. Create more Advanced Authentication Policies as needed for your nFactor design.

Bind First Factor Advanced Authentication Policy to AAA

Only the Advanced Authentication Policies for the first Factor are bound directly to the AAA Virtual Server. The Advanced Authentication Policies for the Next Factors are bound to Authentication Policy Labels as detailed in the next section.

  1. Go to Security > AAA > Virtual Servers.
  2. Edit an existing AAA Virtual Server.
  3. On the left, in the Advanced Authentication Policies section, click where it says No Authentication Policy.
  4. Click where it says Click to select.
  5. Click the radio button next to the Advanced Authentication Policy, and click Select.
  6. In the Binding Details section, if this Advanced Authentication Policy fails, then the Goto Expression determines what happens next. If it is set to NEXT, then the next Advanced Authentication Policy bound to this AAA Virtual Server is evaluated. If it is set to END, or if there are no more Advanced Authentication Policies bound to this AAA Virtual Server, then authentication is finished and marked as failed.
  7. The Select Next Factor field can optionally point to an Authentication Policy Label as detailed in the next section. The Next Factor is only evaluated if this Advanced Authentication Policy succeeds.
  8. Click Bind.

LDAP Group Extraction

Sometimes you only want to extract a user’s groups from Active Directory, but you don’t actually want to authenticate with LDAP. These extracted groups can then be used to select the next authentication Factor.

To configure an LDAP Action/Server for only group extraction:

  1. When creating or editing an LDAP Server/Action, make sure Authentication is unchecked.
  2. In the Other Settings section, make sure Group Attribute and Sub Attribute Name are filled in.

Authentication Policy Label

When configuring the first Factor, you bind two objects directly to the AAA Virtual Server:

  • Login schema – for forms-based authentication
  • Advanced Authentication Policy

When binding the Advanced Authentication Policy to the AAA Virtual Server, there’s a field to Select Next Factor. If the Advanced Authentication Policy succeeds, then the Next Factor is evaluated.

The Next Factor is actually an Authentication Policy Label.

Authentication Policy Labels contain three objects:

  • Login Schema
  • Advanced Authentication Policies
  • Next Factor – the next Authentication Policy Label

Here’s the flow:

  1. User connects to AAA or NetScaler Gateway Virtual Server.
  2. If forms-based authentication, the Login Schema bound to the AAA Virtual Server is displayed.
  3. Advanced Authentication Policies bound to the AAA Virtual Server are evaluated.
    1. If the Advanced Authentication Policy succeeds, go to the configured Next Factor, which is an Authentication Policy Label.
      1. If Next Factor is not configured, then authentication is complete and successful.
    2. If the Advanced Authentication Policy fails, and if Goto Expression is Next, then evaluate the next bound Advanced Authentication Policy.
    3. If none of the Advanced Authentication Policies succeed, then authentication failed.
  4. If the Next Factor Authentication Policy Label has a Login Schema bound to it, display it to the user.
  5. Evaluate the Advanced Authentication Policies bound to the Next Factor Authentication Policy Label.
    1. If the Advanced Authentication Policy succeeds, go to the configured Next Factor, which is an Authentication Policy Label.
      1. If Next Factor is not configured, then authentication is complete and successful.
    2. If the Advanced Authentication Policy fails, and if Goto Expression is Next, then evaluate the next bound Advanced Authentication Policy.
    3. If none of the Advanced Authentication Policies succeeds, then authentication failed.
  6. Continue evaluating the Next Factor Authentication Policy Label until authentication succeeds or fails. You can chain together an unlimited number of Authentication Policy Labels.

If you are binding a Login Schema to an Authentication Policy Label, then you only need the Login Schema Profile. There’s no need to create a Login Schema Policy.

Not every Factor needs a Login Schema (logon web page). It’s possible for a prior Factor to gather all of the credential information, and simply pass it on to the next Factor. If you don’t need a Login Schema for a particular Authentication Policy Label, simply select LSCHEMA_INT, which is mapped to noschema. Or create a new Login Schema Profile based on noschema.

Create Authentication Policy Label

To create an Authentication Policy Label:

  1. Authentication Policy Labels are configured at Security > AAA > Policies > Authentication > Advanced Policies > PolicyLabel.
  2. On the right, click Add.
  3. Give the Policy Label a name.
  4. Select a Login Schema Profile. This can be a Login Schema Profile that is set to noschema (LSCHEMA_INT) if you don’t actually want to display anything to the user. Then click Continue.
  5. In the Policy Binding section, click where it says Click to select.
  6. Click the radio button next to an Advanced Authentication Policy that evaluates this Factor. Click Select.
  7. Use the Goto Expression drop-down to select NEXT or END. If you want to bind more Advanced Authentication Policies to this Factor, then select NEXT.
  8. In the Select Next Factor field, if you want to chain another Factor, click where it says Click to select, and bind the next Authentication Policy Label (Next Factor). You can click the Add button to create another Policy Label.
  9. Or don’t select anything, and if this Advanced Authentication Policy succeeds, then authentication is successful and complete. This ends the chaining.
  10. Click Bind when done.
  11. You can click Add Binding to add more Advanced Authentication Policies to this Policy Label (Factor). Note: each Label is a separate factor. If your intent is multi-factor, then create a separate Label for the next factor.
  12. When done, click Done.

Bind Authentication Policy Label

Once the Policy Label (Factor) is created, you bind it to an existing Advanced Authentication Policy binding. This is how you chain Factors together. You can select a Next Factor (Policy Label) in two places:

  • Edit an existing AAA Virtual Server that has an Advanced Authentication Policy already bound to it and edit the binding to include the Next Factor.
  • Edit a different Policy Label, and edit an Advanced Authentication Policy binding to include the Next Factor.

To add a Policy Label Next Factor to a AAA Virtual Server:

  1. Edit an existing AAA Virtual Server that has an Advanced Authentication Policy already bound to it.
  2. On the left, in the Advanced Authentication Policies section, click the existing Authentication Policy bindings.
  3. Right-click an existing binding, and click Edit Binding.
  4. In the Select Next Factor field, click where it says Click to select.
  5. Click the radio button next to the Policy Label for the Next Factor, and click Select.
  6. Click Bind.
  7. The far right shows the Next Factor.
  8. Click Close.

To add a Policy Label Next Factor to a different Policy Label:

  1. Go to Security > AAA – Application Traffic > Policies > Authentication > Advanced Policies > PolicyLabel.
  2. On the right, edit a different Policy Label.
  3. Highlight an existing Advanced Authentication Policy binding, open the Action menu, and click Edit Binding.
  4. In the Binding Details section, next to Select Next Factor, click Click to select.
  5. Click the radio button next to a Policy Label for the next factor, and then click the blue Select button on the top of the window.
  6. Click Bind.
  7. On the far right, you can see the configured Next Factor.
  8. Click Close to close the PolicyLabel.

nFactor for NetScaler Gateway

AAA Authentication Profile

Authentication Profile links a AAA Virtual Server to NetScaler Gateway. This is what enables nFactor on NetScaler Gateway.

  1. Go to NetScaler Gateway > Virtual Servers.
  2. On the right, edit an existing Gateway Virtual Server.
  3. On the right, in the Advanced Settings column, click Authentication Profile.
  4. On the left, click the plus icon (Add button) next to the Authentication Profile drop-down.
  5. Give the Authentication Profile a name.
  6. In the Authentication Virtual Server field, click where it says Click to select.
  7. Click the radio button next to the AAA Virtual Server that has Login Schema, Advanced Authentication Policy, and Authentication Policy Labels configured. The AAA Virtual Server does not need an IP address. Click Select.
  8. Then click Create.
  9. And click OK to close the Authentication Profile section.
  10. If one of your Factors is client certificates, then you’ll need to configure SSL Parameters and CA certificate as detailed in the next section.
  11. When you browse to your Gateway, you’ll see the nFactor authentication screens.
  12. Workspace app 1809 and newer with Gateway/ADC 12.1 build 49 and newer should support nFactor authentication. Older clients with older builds do not support nFactor, so those users will have to use a web browser.
    1. CTX223386 nFactor Authentication with Native Clients from NetScaler 11.1: Although Native Receiver Clients can now leverage advanced authentication policies, they still interact using legacy Gateway protocol. That is, Native Clients do not yet support nFactor wire protocol. Gateway acts intelligently based on the clients that are interfacing with it. That is, for Browser client, Gateway redirects to advanced login page with all customizations. For a Native Receiver client, Gateway responds according to the legacy protocol. Since Native clients do not process LoginSchema (even if it is sent), Gateway processes the configured LoginSchema, learns the configured factors, and sends hint to the clients in response to /vpn/index.html.

Gateway Client Certificate Authentication

If one of your authentication Factors is certificate, then you must perform some SSL configuration on the NetScaler Gateway Virtual Server:

  1. Go to Traffic Management > SSL > Certificates > CA Certificates, and install the root certificate for the issuer of the client certificates. Certificate Authority certificates do not need key files.
  2. If default SSL Profiles are enabled, then you should have already created an SSL Profile that has Client Authentication enabled.
  3. Go to NetScaler Gateway > Virtual Servers, and edit an existing NetScaler Gateway Virtual Server that is enabled for nFactor.
  4. If default SSL Profiles are enabled:
    1. Scroll down to the SSL Profile section, and click the pencil icon.
    2. In the SSL Profile drop-down, select the SSL Profile that has Client Authentication enabled and set to OPTIONAL.
  5. If default SSL Profiles are not enabled:
    1. On the left, in the SSL Parameters section, click the pencil icon.
    2. Check the box next to Client Authentication.
    3. Make sure Client Certificate drop-down is set to Optional, and click OK.
  6. On the left, in the Certificates section, click where it says No CA Certificate.
  7. Click where it says Click to select.
  8. Click the radio button next to the root certificate for the issuer of the client certificates, and click Select.
  9. Click Bind.
  10. You might have to also bind any Intermediate CA Certificates that issued the client certificates.

Traffic Policy for nFactor Single Sign-on to StoreFront

When performing Single Sign-on to StoreFront, nFactor defaults to using the last entered password. If LDAP is not the last entered password, then you need to create a Traffic Policy/Profile to override the default nFactor behavior.

  1. Go to NetScaler Gateway > Policies > Traffic.
  2. On the right, switch to the Traffic Profiles tab.
  3. Click Add.
  4. Give the Traffic Profile a name.
  5. In the Protocol section, select HTTP.
  6. Set Single Sign-on to ON. Scroll down.
  7. In the SSO Expression fields, enter an HTTP.REQ.USER.ATTRIBUTE(#) expression that matches the indexes specified in the Login Schema.
  8. Click Create.
  9. On the right, switch to the Traffic Policies tab, and click Add.
  10. Give the policy a name.
  11. Select the previously created Traffic Profile.
  12. Enter a default expression (e.g. true), and click Create.
  13. Edit an existing NetScaler Gateway Virtual Server.
  14. Scroll down to the Policies section and click the plus icon.
  15. Select Traffic > Request, and click Continue.
  16. Select the previously created Traffic Policy, and click Bind.

Sample Configurations

From Citrix Docs: Sample deployments using nFactor authentication:

  • Get two passwords up-front, pass-through in next factor. Read
  • Username and 2 passwords with group extraction in third factor. Read
  • Configure nFactor to process the second password before the first password, Read
  • Modify first factor username for second factor. Read
    • NO_AUTHN authentication policy expression checks first factor POST Body login value for UPN format. If true, Next Factor is noschema Login Schema with User Expression that transforms the HTTP.REQ.USER.NAME to DOMAIN\Username before passing to second factor authentication policy.
  • Group extraction followed by certificate or LDAP authentication, based on group membership. Read

  • SAML followed by LDAP or certificate authentication, based on attributes extracted during SAML. Read
  • SAML in first factor, followed by group extraction, and then LDAP or certificate authentication, based on groups extracted. Read
  • Capture email address in first factor, and then choose one of multiple SAML iDP based on email address suffix. Read (Manuel Kolloff)

  • Prefill user name from certificate. Read
  • Certificate authentication followed by group extraction for 401 enabled traffic management virtual servers. Read
  • Certificate fallback to LDAP in same cascade; one virtual server for both certificate and LDAP authentication. Read
  • LDAP in first factor and WebAuth in second factor. Read
  • WebAuth in first factor, LDAP in second factor. Read
  • Domain drop down in first factor, then different policy evaluations based on selected domain. Read

    • Domain drop-down, then send Domain\Username to RADIUS.  Read
  • Google reCAPTCHA first factor, LDAP second. Read (George Spiers)
  • Supporting reCaptcha with NetScaler nFactor. Read
  • CTX225938 nFactor – Customizing UI to Display Images – e.g. Swivel
  • With 12.0 version of NetScaler, EPA is blended into the authentication framework thereby making EPA a conditional or on-demand feature. This reduces the need for multiple virtual servers by allowing for all the clients to gain access to a single virtual server. See CTX223597 Concepts and Entities Used for EPA in nFactor Authentication Through NetScaler.
  • Configure Post-Authentication EPA (Endpoint Analysis) Scan as a Factor. Read
  • Configure Pre-Authentication EPA (Endpoint Analysis) Scan as a Factor. Read
  • Configure EULA (End User License Agreement) as an Authentication Factor. Read
  • Show a drop-down box in the logon form and automatically hide or show certain fields based on drop-down selection. Read

  • Step-up authentication – i.e. one Unified Gateway website needs single factor, while other website needs multi-factor. Read
  • RADIUS authentication with reversed PIN – if user enters reversed PIN, then user is under duress. This sample configuration has some interesting components:  Read  💡
    • Policy Extension Function using the Lua language
      • Usage = HTTP.REQ.BODY(1000).TYPECAST_NVLIST_T(’=’,’&’).VALUE(”passwd1”).RPIN
    • NetScaler Variable of type Map with Expiration timer
      • Responder to set the variable
      • Variable identifies duress state for four hours
    • Custom syslog message (audit messageaction) triggered by a Responder
    • Default Authentication Group to put duressed user on site/farm with Session Recording enabled
    • nFactor sequence:

Certificate auth: If Successful, LDAP only. If Failure, LDAP+RADIUS

This scenario is described in Citrix Blog Post Configuration Notes on nFactor

The authentication process flows like this:

  1. User connects to NetScaler Gateway.
  2. NetScaler Gateway asks user for certificate.
  3. If user selects a certificate, NetScaler Gateway compares certificate signature to the CA certificate that is bound to the NetScaler Gateway. If it doesn’t match, then user certificate is ignored.
  4. Bound to the NetScaler Gateway Virtual Server is an Authentication Profile, which links NetScaler Gateway to AAA nFactor.
  5. Certificate authentication: The lowest priority number authentication policy on the AAA Virtual Server is Certificate. If there’s a valid user certificate:
    1. Extract the user’s userPrincipalName from the certificate.
    2. Next Factor = policy label that displays a logon screen (Single-factor Login Schema)
    3. The username field is pre-populated with the userPrincipalName attribute extracted from the certificate.
    4. User is prompted to enter the LDAP password only.
    5. LDAP policy/server is configured to use userPrincipalName to login to LDAP.
    6. If successful, NetScaler Gateway authentication is complete. Next step is to Single Sign-on to StoreFront.
    7. If LDAP authentication fails, then NetScaler Gateway authentication fails, and the user is prompted to try LDAP-only authentication again.
  6. LDAP authentication: If certificate authentication fails, try next authentication policy bound to the AAA Virtual Server, which is a different LDAP Policy.
    1. Bound to the AAA Virtual Server is a Dual Factor Login Schema that asks for username, LDAP password, and RADIUS password.
    2. LDAP policy/server is configured to use sAMAccountName to login to LDAP. SAMAccountName means users don’t have to enter full userPrincipalName.
    3. If LDAP authentication is successful:
      1. Put username in Credential Index 1 and put password in Credential Index 2. These will later be used by a Traffic Policy to Single Sign-on to StoreFront.
      2. Proceed to next factor (Policy Label), which is RADIUS.
    4. If LDAP authentication fails, NetScaler Gateway login fails, and the user is prompted to try two-factor authentication again.
  7. RADIUS authentication: the second factor Policy Label is configured with Noschema. This means no additional logon form is displayed because the RADIUS password was already collected in the previous factor.
    1. When multiple passwords are collected, they are tried in order. The first password was used by the previous factor. The second password is tried by this factor (Policy Label).
    2. RADIUS policy/profile attempts authentication.
    3. If RADIUS authentication is successful, NetScaler Gateway authentication is complete. Next step is Single Sign-on to StoreFront.
    4. If RADIUS authentication fails, NetScaler Gateway login fails, and the user is prompted to try two-factor authentication again.
  8. Single Sign-on to StoreFront: NetScaler Gateway uses the last password collected by nFactor to Single Sign-on with StoreFront. If the last password is LDAP, then no additional configuration is needed. If the last password is not LDAP, then a Traffic Policy/Profile is needed.
    1. Bound to the NetScaler Gateway Virtual Server is a Traffic Policy.
    2. The Traffic Policy/Profile users Credential Index 1 for username and Credential Index 2 for Password. These are the same indexes configured in the Dual Factor Login Schema.

The order of configuration doesn’t match the authentication flow because some objects have to be created before others.

# Create Auth vServer, bind server cert, bind CA cert for client certificates
# Enable Optional client certificates
add authentication vserver nFactorAAA SSL 0.0.0.0 443
bind ssl vserver nFactorAAA -certkeyName WildCorpCom
bind ssl vserver nFactorAAA -certkeyName CorpRoot -CA -ocspCheck Optional
set ssl vserver nFactorAAA -clientAuth ENABLED -clientCert Optional -ssl3 DISABLED

# Create auth policy for LDAP-UPN. UPN is extracted from certificate.
add authentication ldapAction Corp-UserPrincipalName -serverIP 10.2.2.220 -serverPort 636 -ldapBase "dc=corp,dc=local" -ldapBindDn "corp\\ctxsvc" -ldapBindDnPassword "MyPassword" -ldapLoginName userPrincipalName -groupAttrName memberOf -subAttributeName CN -secType SSL -passwdChange ENABLED
add authentication Policy Corp-UserPrincipalName -rule true -action Corp-UserPrincipalName

# Create PolicyLabel LDAPPasswordOnly with Single-factor Login Schema
# Login Schema has InitialValue with username from certificate.
add authentication loginSchema SingleAuth -authenticationSchema "/nsconfig/loginschema/LoginSchema/SingleAuth-Corp.xml"
add authentication policylabel LDAPPasswordOnly -loginSchema SingleAuth
bind authentication policylabel LDAPPasswordOnly -policyName Corp-UserPrincipalName -priority 100 -gotoPriorityExpression NEXT

# Create Cert policy and bind to AAA vServer with LDAPPasswordOnly PolicyLabel as Next Factor
# Cert policy must have lower priority number (higher priority) than LDAP-SAM policy
# Cert is evaluated first. If succeed, ask for LDAP password. If fails, ask for two factor.
add authentication certAction Cert_Auth_Profile -userNameField SubjectAltName:PrincipalName
add authentication Policy Cert_Auth_Policy -rule true -action Cert_Auth_Profile
bind authentication vserver nFactorAAA -policy Cert_Auth_Policy -priority 100 -nextFactor LDAPPasswordOnly -gotoPriorityExpression NEXT

# Create LDAP-SAM Auth Policy for two-factor
# Only evaluated if cert auth fails. Login Schema asks for user, password, and passcode.
add authentication ldapAction Corp-Gateway -serverIP 10.2.2.220 -serverPort 636 -ldapBase "dc=corp,dc=local" -ldapBindDn "corp\\ctxsvc" -ldapBindDnPassword "MyPassword" -ldapLoginName samaccountname -groupAttrName memberOf -subAttributeName CN -secType SSL -passwdChange ENABLED
add authentication Policy Corp-SAMAccountName -rule true -action Corp-Gateway

# Create RADIUS Auth Policy for two-factor
add authentication radiusAction RADIUS-Action -serverIP 10.2.2.42 -serverPort 1812 -radKey MyKey
add authentication Policy RADIUS-Policy -rule true -action RADIUS-Action

# Create Dual-factor Login Schema and bind directly to AAA vServer
# This Login Schema is only shown if Cert auth fails
add authentication loginSchema DualAuth -authenticationSchema "/nsconfig/loginschema/LoginSchema/DualAuth.xml" -userCredentialIndex 1 -passwordCredentialIndex 2
add authentication loginSchemaPolicy DualAuth -rule true -action DualAuth
bind authentication vserver nFactorAAA -policy DualAuth -priority 100 -gotoPriorityExpression END

# Create RADIUS Policy Label with noschema and RADIUS Auth Policy
# Already got passcode from previous factor so don't show Login Schema again
add authentication loginSchema Noschema -authenticationSchema noschema
add authentication policylabel NoSchema-RADIUS -loginSchema Noschema
bind authentication policylabel NoSchema-RADIUS -policyName RADIUS-Policy -priority 100 -gotoPriorityExpression NEXT

# Bind LDAP-SAM Auth Policy to AAA vServer with RADIUS as next factor
# LDAP-SAM Auth Policy must have higher priority number (lower priority) than Cert Policy
bind authentication vserver nFactorAAA -policy Corp-SAMAccountName -priority 110 -nextFactor NoSchema-RADIUS -gotoPriorityExpression NEXT

# Create Authentication Profile to link AAA with Gateway. Bind to Gateway.
add authentication authnProfile nFactor -authnVsName nFactorAAA -AuthenticationHost aaa.corp.com
add vpn vserver gateway.corp.com SSL 10.2.2.220 443 -icaOnly ON -dtls ON -Listenpolicy NONE -tcpProfileName nstcp_default_XA_XD_profile -appflowLog ENABLED -authnProfile nFactor

# Enable Optional Client certs on Gateway
set ssl vserver gateway.corp.com -clientAuth ENABLED -clientCert Optional -ssl3 DISABLED
bind ssl vserver gateway.corp.com -certkeyName CorpRoot -CA -ocspCheck Optional

# Create Traffic Policy to SSON to StoreFront. Bind to Gateway.
add vpn trafficAction nFactorSSO http -kcdAccount NONE -userExpression "http.req.user.attribute(1)" -passwdExpression "http.req.user.attribute(2)"
add vpn trafficPolicy nFactorSSO ns_true nFactorSSO
bind vpn vserver gateway.corp.com -policy nFactorSSO -priority 100

Group Extraction, followed by LDAP (Active Directory), or Azure MFA (NPS)

Azure MFA is available as a plug-in for Microsoft Network Policy Server (NPS), which is a Microsoft RADIUS server and built-in Windows Server Role.

NPS performs both AD authentication, and Azure MFA authentication. NetScaler sends the user’s AD password to NPS. NPS verifies AD, and then the NPS Azure MFA plug-in calls the user (or push notification to the user). If both AD and MFA are successful, then NPS sends back RADIUS-Accept.

Summary:

  1. First factor Login Schema asks for Username only.
    1. LDAP Group Extraction (with Authentication disabled) reads the user’s groups from AD.
  2. Second factor checks for group membership and sends to one of two different third factors.
  3. If user is in LDAP Group, or Client IP is on internal network, then perform LDAP-only authentication.
    1. Login schema asks for AD password.
    2. LDAP Policy authenticates with LDAP Server (Active Directory).
  4. Otherwise, perform RADIUS (two-factor) authentication.
    1. Login schema asks for AD password.
      • Note: NPS with MFA plugin only needs the AD password. Alternatively, you could use a Login Schema that asks for both LDAP password and RADIUS password.
    2. RADIUS Policy uses the entered AD password to authenticate to Microsoft NPS and Azure MFA.

CLI Commands. Note, these objects are created in the required order, which is backwards from how you would want to configure them.

  1. Add cert for AAA vServer. Link the cert to Intermediate.
    add ssl certKey WildcardCorpCom -cert WildcardCorpCom.pfx -key WildcardCorpCom.pfx -inform PFX -passcrypt "myPassword"
    
    link ssl certKey WildcardCorpCom Intermediate
  2. Enable AAA feature if not already enabled.
    enable ns feature AAA
  3. Create first factor LDAP Action (LDAP Server) and LDAP Policy (expression) for Group Extraction. Authentication is disabled. This is the first factor that is bound directly to the AAA vServer.
    add authentication ldapAction LDAP-Corp-GroupExtract -serverIP 10.2.2.11 -serverPort 636 -ldapBase "dc=corp,dc=local" -ldapBindDn ctxsvc@corp.local -ldapBindDnPassword MyPassword -ldapLoginName sAMAccountName -groupAttrName memberOf -subAttributeName cn -secType SSL -authentication DISABLED
    
    add authentication Policy LDAP-Corp-GroupExtract -rule true -action LDAP-Corp-GroupExtract
  4. Create a third-factor LDAP Action (LDAP Server) and Authentication Policy (expression) for Active Directory Authentication. This is the authentication factor if user is in the LDAP Users group.
    add authentication ldapAction LDAP-Corp -serverIP 10.2.2.11 -serverPort 636 -ldapBase "dc=corp,dc=local" -ldapBindDn ctxsvc@corp.local -ldapBindDnPassword MyPassword -ldapLoginName sAMAccountName -groupAttrName memberOf -subAttributeName cn -secType SSL -passwdChange ENABLED
    
    add authentication Policy LDAP-Corp -rule true -action LDAP-Corp
  5. Create a third-factor RADIUS Action (RADIUS Server) and Authentication Policy (expression) for NPS.
    add authentication radiusAction NPS -serverIP 10.2.2.42 -serverPort 1812 -radKey MySecret
    
    add authentication Policy NPS -rule true -action NPS
  6. Create the second factor NO_AUTHN authentication policies to determine the next factor based on the user’s group membership. NO_AUTHN means don’t authenticate. Instead, these policies will have a Next Factor that points to the Authentication Policies that we created earlier. If the policy expression is true, then go to Next Factor. Next Factor is configured later when binding these policies to the second factor PolicyLabel. Note: the group name is case sensitive and must match the Active Directory group name.
    add authentication Policy LDAP-Only -rule "http.REQ.USER.IS_MEMBER_OF(\"LDAP\") || client.IP.SRC.IN_SUBNET(10.2.2.0/24)" -action NO_AUTHN
    
    add authentication Policy TwoFactor -rule "client.IP.SRC.IN_SUBNET(10.2.2.0/24).NOT" -action NO_AUTHN
  7. Create first factor Login Schema Profile for username-only group extraction. You can copy the built-in OnlyUsername.xml and modify it with your desired labels. Since this Login Schema Profile is bound to the AAA vServer, it needs a Login Schema Policy (expression). The other two Login Schema Profiles are bound to PolicyLabels and thus don’t need Login Schema Policies.
    add authentication loginSchema OnlyUsername -authenticationSchema "/nsconfig/loginschema/LoginSchema/OnlyUsername.xml"
    
    add authentication loginSchemaPolicy OnlyUsername -rule true -action OnlyUsername
  8. Create third factor Login Schema Profile for AD Authentication. The .xml file is copied from the built-in PrefillUserFromExpr.xml but with modified labels for AD authentication. The username is pre-filled in from the first factor.
    add authentication loginSchema LDAPPasswordOnly -authenticationSchema "/nsconfig/loginschema/LDAPPassword.xml"
  9. Create third factor Login Schema Profile for NPS Authentication. The .xml file is copied from the built-in PrefillUserFromExpr.xml but with modified labels for NPS authentication. The username is pre-filled in from the first factor.
    add authentication loginSchema NPSPasswordOnly -authenticationSchema "/nsconfig/loginschema/NPSPassword.xml"
  10. Create third factor PolicyLabel for Active Directory authentication with Active Directory Login Schema and Active Directory Authentication Policy.
    add authentication policylabel LDAPPasswordAuth -loginSchema LDAPPasswordOnly
    
    bind authentication policylabel LDAPPasswordAuth -policyName LDAP-Corp -priority 100 -gotoPriorityExpression NEXT
  11. Create third factor PolicyLabel for NPS authentication with NPS Login Schema and NPS Authentication Policy.
    add authentication policylabel NPSPasswordAuth -loginSchema NPSPasswordOnly
    
    bind authentication policylabel NPSPasswordAuth -policyName NPS -priority 100 -gotoPriorityExpression NEXT
  12. Create second factor PolicyLabel with Policies that choose Next Factor. This PolicyLabel is processed before the two we just created.
    add authentication policylabel CheckForAuthType -loginSchema LSCHEMA_INT
    
    bind authentication policylabel CheckForAuthType -policyName TwoFactor -priority 90 -gotoPriorityExpression NEXT -nextFactor NPSPasswordAuth
    
    bind authentication policylabel CheckForAuthType -policyName LDAP-Only -priority 100 -gotoPriorityExpression NEXT -nextFactor LDAPPasswordAuth
  13. Create AAA vServer. Bind Login Schema Policy (username only) and Group Extraction Policy.
    add authentication vserver AAA SSL 10.x.x.218 443
    bind authentication vserver AAA -policy OnlyUsername -priority 100 -gotoPriorityExpression END
    bind authentication vserver AAA -policy LDAP-Corp-GroupExtract -priority 100 -nextFactor CheckForAuthType -gotoPriorityExpression NEXT
  14. Perform additional steps not detailed here:
    1. For Traffic Management:
      1. Create a Session Policy and bind it to the AAA vServer.
      2. Enable authentication on the Load Balancing or Content Switching vServer.
    2. For NetScaler Gateway, create an Authentication Profile, and bind it to the Gateway vServer.